This is the final article analyzing Eraserhead (for now…), and because of how long this analysis took, I think I’m not going to do the articles on witches and werewolves, though I may see if there’s any topics in the future I’d rather swap in witches or werewolves for.
If you haven’t read the previous articles on Eraserhead, I’d recommend reading those before this article. However, this article does summarize much of what I discussed in the previous analyses. If you don’t mind a bit of a lack of context or as much depth in explanation, feel free to read this without reading the others.
Layer 2: Synthesis and Generalization of Patterns and Themes
There’s a lot to go over here. A lot information to try and bring together. And I don’t want to spend too much time wrapping this up.
So, let’s start by trying to crystallize some key themes and patterns from across the film.
First, there is the man with the levers at the beginning of the film. Henry seems to be a disassociated observer, passively watching and allowing events to occur before him while Fate or God, or even Henry’s own unconscious mechanisms, are in control of reality. At the same time, Fate or God or Henry’s unconscious is portrayed as this grotesque sort of figure.
Perhaps the entity pulling the levers of Fate has aged into a monstrous being, or perhaps always ways.
Combine this with the setting and atmosphere of the film.
Modern and industrial cityscapes, devoid of most life other than humans walking around. The movie has a constant eeriness too it, and a constant tension. There are few, if any, moments throughout the film that don’t possess some tension or conflict, or else something unsettling, uncomfortable or disturbing.
Henry passively exists within and observes a reality which cold and disassociated from life and living, but which there is also no control over one’s fate. Henry passively watches himself act in this barren, dispassionate world without any effort of intervention.
And, it seems, so does everyone else. Everyone in this film, from Henry to Gathy, seem to behave caricaturistically and almost mechanically. They behave in absurd and strange ways, yet this seems to be the typical mode of being in this world.
Everything feels at least awkward or slightly uncomfortable. Even when Henry is alone, there are very few moments that don’t at least feel awkward. Our protagonist is a bit of a strange individual. He’s not very fit, he has a bit of a stoop, he walks awkwardly, his expressions are wonky, and he speaks rather awkwardly as well.
All of the people he interacts with likewise have many strange idiosyncrasies—no one seems normal, yet, at the same time, every somehow seems natural.
What I see here are a bunch of individuals with their own oddities and idiosyncrasies, attempting to co-exist in an incredibly strange and somewhat cold world. Everyone is sort of trying to cope with life and trying to survive, and they all become these strange characters attempting to exist with one another.
So, we have a theme of modernity and we have a theme of strange social interactions. The cold alienation of modernity, and the disassociation of modern socialization.
Everyone is just a listless, arbitrary entity acting out of their pre-ordained mechanical manner, and everyone passively exists in a cold, lifeless world.
How are they able to exist in this world emotionally or psychologically without going insane? Well, many of the characters do seem to act insane, but so do people in real life, and yet society manages to keep going?
They find a meaning to go on through comfort, intimacy and I suppose responsibility—all three of which form a sort of interwoven monolith around libido and sexuality.
Henry has a job to have an apartment and possessions, which acts as a place to invite women he’s attracted to—Mary then Gathy. Then, Mary has a child, and now Henry must take care of Mary and the child. Comfort through sex, as well as intimacy through sex and a romantic relationship, and then responsibility through their job (with its connections to other elements of life) and through raising a child.
There is something like a façade placed over the bleak world Henry lives in—his idealization of reality—so long as he can have some level(s) of comfort, intimacy and responsibility.
However, all these things become complicated. Mary lives with Henry, but their relationship seems less than romantic, and she seems to be refusing sexual intimacy with Henry. Henry is attracted to Gathy, which prompts an affair, but then Gathy refuses Henry because he is a father. Henry is a father, but being a father seems to be the locus of so much of his frustration.
So, his idealization of reality does not match reality itself. This is why I think there are two key projections Henry makes in the film.
He projects the warmth and comfort of his idealized reality (which we might say used to be sex with Mary without thought of consequence) onto the Radiator Girl. The girl herself is an imaginary person with a partially fake and mask-like face, and she is always presented in a positive manner. I think this projection of an idealized life or reality is made especially apparent in the Radiator Girl’s song about Heaven.
She is Henry’s desire to return to a simpler life—an innocent state of being.
The second projection is the child itself. Is the grotesqueness of the child reality itself? Is that how the child actually appears? Or is this just a projection onto the child?
Is the child truly that deformed? Is that simply how it appears in the eyes of its Boomer parents? (Just kidding, Boomers).
Let’s see how well we can paint this picture:
They live in a cold, alienating world devoid of life, and that seems to be commonplace for them. Sexuality is something strange, frightening, uncomfortable and omnipresent, as it is also a source of warmth, comfort and intimacy. Socialization with others seems to be difficult and bizarre. How does one create meaningful meaningfulness between themselves and others in a meaningless void? Every character seems so fragmented and disconnected from each other, they can’t seem to come to terms on a more personal level.
The only way to happily live in this world might be to idealize it and to live life for the few things that bring one warmth (such as sex, which might also be one of the only ways to be truly intimate with someone in this world as well).
However, the child created through that sex tears down the idealized simulation of reality that has been laid over the world’s ugliness (as children do), and frustrates their efforts at sanity, happiness and intimacy. If we can grant my theory that the child’s grotesque nature is being projected onto it, then we can see the child as a symbolic locus of frustration, fear and disgust for all those connected to it.
Mary’s father never even mentions the child, but Mary’s child also seems far more disassociated from reality and its consequences than the other characters—in the sense that he barely seems to be conscious in a meaningful way, and is just sort of a personality machine inside a human skin suit. Perhaps he either refuses to acknowledge it, or accepts the child in a flat, affectless manner (juxtaposed to the bombastic and smiling personality he mechanically possesses).
Mary’s mother seems to accept the child, but only if Henry agrees to marry Mary and help take care of the two of them. Considering the mother’s sexual actions and behavior, she may even welcome the child’s existence.
Henry seems in the beginning to accept the child and its grotesque appearance, but it might be a safe assumption that he does it for the intimacy he believes it will afford him with Mary, as well as the sense of responsibility and meaning it might provide him. However, he then loses this intimacy with Mary, as well as with Gathy, because of the child’s existence. Now, the child truly becomes a source of his frustration.
Henry, already living in a cold, barren, alienating world, becomes so disconnected and so frustrated that he does the unthinkable—he kills his child. He destroys life in order to maintain his idealized state of being. This may even be the state of modernity in general. Modernity may be choking out and destroying life in order to maintain its idealized state—which is the state he returns to in the end of the film.
Not only this, he defies fate, or the man pulling the levers, and annihilates or destroys the planetoid womb. He defies the natural order of things in order to return to an idealized life.
Now, there are two routes to go about examining this. The first, a more literal and more critical view of Henry and his actions, and the second, a more symbolically cathartic one.
The first route, Henry is not only abdicating his responsibility as a father—more than that, committing infanticide—he is perpetuating the barren reality he lives in and idealizes. Rather than live with the frustrating reality brought upon by his child, he is seeking to destroy that reality in order to return to a place of warmth, ignorance and bliss (the murky white fluid he and Gathy descend into may be a precursor to the place of blinding white light at the end).
Now, to flip this in one simple maneuver. What if what Henry kills in the end is not his child, but the projection he creates of his child? What if Henry’s problem was not that the child was a destructive force on the nature of his life, but that Henry’s idealized perception of life was never fully updated to include his child in it? Of course, Lynch being a Boomer, this may be a bit of a stretch, but, for me, it fits the movie itself.
And what of the eraserhead sequence? Perhaps Henry needed to erase his prior reality and his prior identity in order to find that higher, ideal state again.
He had to defy the natural order of things—in fact, he had to annihilate it. He had to annihilate his identity. He had to annihilate his reality. He had to annihilate the negative projection of his child. All this, and now he can recreate a more idealized reality that included a more positive projection of his child.
Of course, there’s still a catch to this.
It is both impossible and unhealthy to permanently try to exist in an idealized state, or a projection of an idealized state. However, it is also unhealthy (though much more possible) to exist in the non-idealized state of perpetual detachment and alienation that is the material reality.
We have models of reality projected onto actual reality, which are not reality themselves, but which need to be continually updated as we receive new information about reality.
The introduction of a child into Henry’s life was a major disruption to its previously idealized state. The ensuing psychosis is Henry’s mind attempting to cope with this disruption.
However, the disruption was so great, Henry was forced to annihilate his previous identity, his previous way of life, and his previous idealization of reality: eraserhead.
Layer 3: Broad Universals
So how can all of this be taken back to an examination of real life?
I don’t, how much more of an accurate representation of reality do you want than Eraserhead?
We live on a rock in space. We live in a social reality that is at all times fragmented and disassociated. We are all random people who come from random backgrounds attempting to associate with similarly random people who likewise come from random backgrounds.
No one’s really given the rules of engagement except in half-ass regurgitations of “passed-down wisdom” from our parents—we have to learn it on our own. We’re all just animals trying to figure out how to be humans on a rock in the middle of space.
And so, we all seem crazy or weird or arbitrary or downright insane to one another. If you examine someone close enough, the persona either you or they attempted to create will crumble, and beneath it, you will see that person for the strange, scared, dumb, blind, ignorant and absolutely insane person they really are—and that’s everyone, everyone is like this.
And so, half of Eraserhead is this. Half of Eraserhead is contending with this strange social mechanism we are all apart of that requires us to behave under certain terms of engagement, and yet we are all also individuals carved naturally and artificially by our own hands, the hands of others and by our circumstances.
The other half similarly follows this line of thought—idealization. Except, rather than the social idealizations and the idealization we have of the nature of reality, it’s a sort of internalized idealization.
It’s the moth drawn toward a bright light, or someone cold searching for warmth.
It’s the things we do to make ourselves feel okay with life, and the distances we’ll go to achieve this “okayness”. It’s the stories we tell ourselves—which aren’t necessarily explicit within Eraserhead, but I’d argue are certainly implicit to the narrative.
And, in the end, it’s what we do as a reaction to the inevitable discovery that life is not okay, life is not the idealized mask we put upon it, and that life is a bizarre, absurd, meaningless mess that we were left to fend against and contend with.
That’s the catharsis at the end of the movie:
How do we contend with the inevitability of reality?
How do we contend with the actuality of things and the actuality of their existence, consequences and effects?
How do we live with the experience of pulling back the veil and staring into sheer absurdity, sheer arbitrariness and sheer meaninglessness?
How do we put the pieces back together once our vision of reality has begun to crumble?
Conclusion
To conclude, I kind of want to give a meta-analysis of this analysis, since this was such big fucking analysis of a 90 minute film.
Perhaps I’m making much ado about nothing with Eraserhead. A lot of these conclusions may be a bit far-fetched from the information we’re given in the film.
However, what I’m trying to do is convert the images, symbols and characters in the film into something like a meaningful language, and then convert the events or causality, the emotions and the context of the movie into something like grammar, rhetoric and articulation; and then I want to see what comes out on the other side.
The process of this is to examine much of the film literally, for what is literally happening. This, in a sense, abstracts it (though this might not be how one normally things of “abstraction”). Here’s an abstraction:
Take an apple (apple as an object, not as the word). Red is an abstraction of an apple. Fruit is an abstraction of an apple. Food is an abstraction of an apple.
These are abstract categorizations or abstract descriptions of the apple.
So, you abstract from a film and it’s contents, then examine the abstractions.
We examine the film (you can examine anything like this, really) literally and abstract meaningful information from it, then analyze that meaningful information and look for patters. How do you know if that analysis works?
Well, you test it or compare it along multiple levels or dimensions of meaning.
You can test it against itself: I say Henry develops a growing resentment for his child, or that his child is a source of resentment.
Is this completely unfounded? Or does it have a basis in the reality of the movie?
Well, the child is arguably the reason why Mary doesn’t want to have sex with Henry, as well as more obviously the reason Gathy doesn’t want to have sex with Henry, and Henry kills his child in the end, shortly after he sees Gathy with another man.
Seems sound. Seems logical.
Is the appearance of the child a projection? Well, this one is more of a thought tool, more of an assumption that can help aid an argument, but it circumstantially fits with much of the rest of the film.
Is Henry’s final moment with the Radiator Girl a moment of catharsis with his psychological manifestation of an ideal reality? Well, this one gets more complicated as you have to explain many other things, particularly the Radiator Girl and her relationship to Henry. However, if we assume the Radiator Girl to be associated with warmth (radiator), sexual attraction (all other women in the movie being related in some way to sex or sexuality), an idealized mask (the girl possessing fake cheeks that might accentuate her looks), then it seems likely.
So, these are examples of testing your analysis against the thing you are analyzing, but the problem here is that the analysis becomes a closed system. X = Y if Y = Z; Z = Y if X = Z. It can become to self-referential to be completely accurate.
So, you need to examine your own examination. Whatever you are analyzing creates its own reality (a movie creates its own, self-contained universe), and you must make sure you are analyzing that with minimized bias. You must make sure that even your unbiased analysis is at least founded in logic, or at least founded in the logic of the self-contained reality.
Then, you must break out of the self-contained reality of the creation you are examining, and compare the analysis to reality. Why? Because, inevitably, the creation is either a science or engineering experiment in art (in which case, one is not analyzing the meaning of that film), or the creation is a reflection of reality, whether material, social or psychological.
So, one’s analysis must inevitably lead back to the actuality of reality.
Does this analysis do all of this? I don’t know, but I do think so.
There can be many interpretations of something, true, especially with a David Lynch film. However, given the information we do have in the film, given the recurrent themes or meaningful patterns, and given some of the assumed quasi-universal meaning underlying much of the images, characters, symbols, etc. in the film, I think this analysis fits.
I do think this is close to approximating a quasi-objectively correct analysis of the film (if you squint and cross your eyes).
Part of the problem with such an analysis though, especially with such a movie, is that the movie is already incredibly abstract, and an analysis like this, in part, abstracts it even further.
The movie itself constructs a reality, and, in the case of most David Lynch films, these realities are incredibly abstract. A David Lynch film reminds me in many ways of the “Layers of Irony” memes, where Meme-Man inevitably spirals into a pocket dimension of hyper-ironic complexity.
We have a film that is an abstraction of reality already, which is constructed of abstractions, which communicates meaning in abstractions. That’s a typical David Lynch film. Analyzing it is like trying to add another layer of abstraction across all abstractions, so the initial cubed abstraction (abstract x abstract x abstract = abstract^3) becomes a tesseracted abstraction (abstract^4).
And that’s what it’s like trying to analyze a Lynch film. And that’s why this analysis hit ~10,000 words and still feels incomplete.
And of course, this can never be fully objective, and any interpretation can vary quite a lot from person to person, even if they’re looking at similar themes.
Hopefully though, this provides a solid analysis for you to understand Eraserhead as I understand it, and hopefully this also provides a solid method of analysis for you to analyze other works of art, music, film and so forth.
Now, I will pivot into the second half of the analysis, the inversion of Thing as Metaphoric Object.
Analysis Part 2: Thing as Phenomenological Object
While the first half of the analysis is fun and interesting, and possesses moral/ethical/political considerations that are worth discussing (and will be discussed), this second half of the analysis is far more interesting to me.
For this, we will be examining what the Thing is to the humans.
For this, we will be examining the Thing from the perspective of humans as a metaphoric, narrative object, meaning: what is the Thing from a symbolic and psychological perspective?
But, if this is more important and more meaningful to me, why begin with the other analysis?
Because, while we are now looking at the Thing as an object, the nature of it as an object must be understood as an object capable of subjectivity.
When the humans are perceiving the Thing, they are not looking at an inanimate object, they are looking at a conscious and rational object.
However, the Thing and the contents of its subjective experience is a “black box”, a programming term that here means the contents of the Thing’s consciousness and cognition cannot be known.
In programming, a “black box” is a piece of code that has a function—there are inputs, which are then processed by whatever code exists in the black box, and then there are outputs produced by the code—but the function of the “black box” is completely unknown. The contents of the unknown programming can be guessed by looking at the inputs and the resulting outputs, but the code within nonetheless remains a mystery.
The fact that the Thing does have a consciousness and is capable of rational thought is known. There are measurable inputs and measurable outputs, the inputs being reality and events, the outputs being the actions the Thing takes. However, the humans do not know what the consciousness and rational thoughts of the alien are—they cannot examine the “code” inside the Thing’s “black box”.
So, when the humans perceive the Thing (possibly the most apt name here), they perceive an organism they cannot fully understand, with a psychological/cognitive/subjective black box that they cannot examine.
All humans are actually like this to all other humans.
No two humans can actually know what is happening inside the other human’s mind—not fully, at least.
The minds of all humans are like “black boxes” to all other humans.
Here, I can recall the fictional (though, unfortunately, not completely unmoored from reality) anecdote of the lesbian in a Muslim society.
She might be the only person on the planet who knows she is a lesbian. She might not have shared with any other human the fact that she secretly has a sexual and romantic attraction to other women. This, being a function of her mind, experience, psyche, etc., remains a content of the “black box” of her psyche.
This “black box”, however, extends beyond just our thoughts, our motivations, our sexual preferences, our beliefs and so forth, and extends to things like our memories—which then extends epistemologically to our actions, our experiences, our decisions and so forth. Not only can we hide from others what we think, feel or believe, but we can also hide from others our actions, our patterns of actions (actions taken as part of an agenda) and the things we have experienced in our lives.
Now, one of the great peculiarities of humanity is our ability to communicate the contents of this “black box” to others. We can tell other people: This is what I think; this is how I feel; this is what I have done; this is what I have gone through in my life; etc.
And here, we find the interwoven segments of a functioning, healthy society (or, on the micro-level, functioning, healthy relationships): communication, honesty and trust.
Humans have the ability to communicate what resides within our “black boxes”, so long as we trust what the other person is communicating.
By knowing what these contents are—so long as we also know these contents do not indicate a hostility towards us—the people we know can be perceived as something we understand.
That may be one of the most important functions of language and society: providing every individual with a socio-linguistic structure that allows us to understand to a high enough resolution who everyone else within a society is.
You don’t have to know someone’s name, you don’t have to know their address, you don’t have to know their job, but we are able to safely and comfortably walk into a Starbucks without immediately backing into a corner at the sight of a dozen hairless primates because society has provided us with enough information to know (or believe) that none of the people are actively or passively hostile towards you.
However, what happens at the point at which someone doesn’t make any sense? Let’s examine this.
If we have a socio-linguistically mediated epistemological structure which provides us with the information about others, and this information ensures as that particular individuals will not be hostile, what happens when this epistemological structure is violated?
What happens if you go into a Starbucks, and someone pulls out a gun?
What happens, I think, is much deeper than most might suppose.
On a rational, material level, very little has actually changed. The only change in the material environment around us is that a small, mechanical object has been introduced to the physical contents of Starbucks.
However, from a deeper cognitive and psychological level, the change is nearly infinitely drastic.
You are no longer standing in a Starbucks waiting for your coffee to be made. This idea, this perception of reality, is not the material reality, it is a cognitive, phenomenological reality. The idea of Starbucks, the idea of what you are doing in Starbucks, the idea of what others are doing in Starbucks, and the idea of how these things are situated within our understanding of reality are all socio-linguistically mediated knowledge-structures we base our decisions on.
Suddenly, by the introduction of a gun into the environment, these socio-linguistic knowledge-structures have disintegrated. The reality of standing in a Starbucks waiting for your coffee no longer exists—that reality is gone—and a new reality of being in a place where a stranger has a gun has taken its place.
In addition, the person who was also waiting at Starbucks for a cup of coffee also vanishes, and they become an entirely different person. They may not even be a person anymore—at least as far as your psyche is concerned. The benign stranger at Starbucks (another mediated knowledge-structure) has suddenly vanished, and is replaced with an object whose intentions, motivations, knowledge and experiences you suddenly don’t understand.
That person transforms into some other thing that is no longer a person as you understood them to be.
That person, on a psychological or phenomenological level, literally transforms their being from a defined, articulated, mutually understood citizen of a country into a living, thinking, acting black box.
And here, now, I hope you can begin to see how this connects back to The Thing.
At the moment at which one of the dogs or humans is transforming into its alien form, what precisely is happening from the perspective of one of the non-aliens?
What subjectively and psychologically is happening?
We’ll take the scene at which Palmer is revealed to be one of the Things.
The poke his blood with the hot metal, and the blood reacts as a living organism.
Suddenly, we now know Palmer is a Thing, and at this precise moment, Palmer “physically” begins to transform.
He begins convulsing unnaturally; his eyes bleed and bulge; his head grotesquely deforms; his entire body transforms into a pseudo-human horror; his head splits open into a giant, monstrous mouth and attacks Windows; and MacReady finally burns the creature alive then kills it with dynamite as it tries to escape outside.
What is happening is Palmer begins with a defined, articulated, orderly form. What Palmer is—Palmer’s being as a perceived object—is understood. Then, at the moment Palmer is revealed to be a Thing, Palmer transforms into something that is not understood.
What is happening when the humans or dogs are turning into the chaotic monstrosities we refer to as “the Thing”? All of our fundamental and assumed knowledge about their being suddenly vanishes. They transform from something that has a rigid, defined form and a concrete definition-of, into something that cannot be easily described, except as something grotesque, volatile and chaotic.
Now, viewing this as a phenomenological event (rather than an actual, physical event), it is not that the people and animals are physically turning into these chaotic alien-creatures, it is that we are witnessing the psychological transformation of these beings from the perspective of the human-observers. The moment a dog or human transforms into a “Thing” is the moment where a defined, ordered, articulated being transforms into something that we cannot understand.
The perceived physical transformation is therefore actually a projected psychological transformation of the other being.
So here, if we view the entire film in this light, with the transformations as symbolic, phenomenological transformations, what is happening is quite peculiar.
What if, instead of viewing the movie as a sci-fi horror film where they’re being attacked by these assimilating aliens, we view this as a movie where everyone is subjected to a mass hysteria where they begin to “hallucinate” that their fellow outpost members are turning into monsters?
What if the members of the outpost are going insane, and begin projecting these monstrous psychological transformations onto each other?
Throughout the beginning of the movie, we see many of the characters at odds with each other, just over mundane things. With the introduction of the Thing into their midst, they suddenly become paranoid, suspicious of one another, and delusional. They perform purity tests on one another (like the blood tests), and enact a sort of martial law where the typical legalities and civilities are out the window.
How much of this is caused by the actual introduction of the Thing into their population, and how much of this is caused by a mass hysteria?
To bring this back to our prior quasi-fictional anecdotes:
At the moment the lesbian woman reveals herself to be a lesbian in the fundamentalist Muslim-dominated society, she is no longer an accepted, understood human within that society; she transforms into a being that must be ritually annihilated.
At the moment the benign coffee-drinker at Starbucks pulls a gun out from their pocket, they are no longer a benign stranger in a socially mediated/understood setting; they have transformed into a chaotic, undefined being who is armed with a mechanism that can quickly and effectively end lives.
To bring this back to our prior analysis of Thing-as-Subject, we (“we” as all of us as individuals) are at all times both Thing-as-Subject and Subject-Observing-OtherThing-as-Object.
And now, to wrap this analysis up, we will examine what this perpetual duality means.
Conclusion: Bring the Pieces Back Together
There are two obvious but conflicting moral or ethical statements to the analysis:
Communication between two beings—and so an understanding between two beings—must be established in order for there to be peaceful co-existence.
That which cannot be communicated with or understood may have to be annihilated if it cannot otherwise be survived.
While with the 1982 The Thing, the ethical question of communication and survival may remain ambiguous, in the original 1951 version of the film, The Thing From Another World, this ethical question is actually confronted, but is answered in a much less ambiguous way.
One of the characters attempts to communicate with the alien, but is killed for his efforts, and the remaining characters then annihilated the alien in order to survive it.
While I can applaud the original film for confronting this question more outrightly (itself adapted from the 1938 novella, Who Goes There? (of which I know little about)), and perhaps the 1982 The Thing ought to have brought this ethical issue more to the surface, the 1982 film nonetheless captures the true, phenomenological or subjective reality of this moral issue more accurately (though opaquely).
The problem is we never can know what to do.
The problem is not that we should create a society where there are no Starbucks shooters, or a society where we don’t murder lesbians in the streets (though both are admirable goals).
The problem is that it is impossible to create a society that does not possess analogues to these anecdotal societies.
The true “point” to the 1982 The Thing is not a moral answer to this combined problem of every individual being at once a Subject-Who-Perceives and Object-Being-Perceived.
The true point here is a pragmatic and amoral one, and the point is this:
We cannot know what is truly going on in the minds of anyone else. We cannot truly know what is happening in others’ minds, what they are motivated by and what actions they may take for or against us. We cannot truly know who (and, so, what) another person is.
And, so, psychologically, people we cannot understand transform into grotesque monsters before our eyes, even if physically they are exactly the same.
What The Thing proposes to us is not a moral proposition, but an amoral Truth about the reality of subjective experience and the phenomenology of human relationships.
All humans—all organisms and, more broadly, all objects with a personal subjectivity—are simultaneously:
Subject Perceiving Other-Object
And
Object Perceived by Other-Subject
Now, this is more applicable in situations where the aforementioned social-structures have been violated, but the problem here, as I tried to illuminate, is in part that we can never know when these violations will be made, or what the nature of this violation is.
So, I said previously these were not intended to be made into political/moral value statements, but, fuck you, I’m a lying black-box-bastard, live with it.
What is the most pressing moral/ethical/political and even epistemological (knowledge-based) issue today in America? (And, likely, throughout the world right now)
Our ability to communicate with one another has all but been corrupted to an impossibly unreconcilable state.
Our politics (in America, and, from what I know, in many places across Western society) has become so polarized that to say you support Trump is to self-declare yourself as a Fascist, and to say you support Biden is to self-declare yourself as an Anarchist.
Of course, except in the marginally extreme, neither of these cases are true. 99% of Trump-supporters are not Fascists, and 98% of Biden-supporters are not Anarchists (I’m kidding, fellow-Liberals, I really mean 97%).
However, those 99% who’ve fallen into the “Trump Camp” cannot convince those in the “Biden Camp” that they are not Fascist Bigots intent on inciting the Fourth Reich; and those 95% (I kid) who’ve fallen into the “Biden Camp” cannot convince those in the “Trump Camp” that they are not psychotic Anarchists seeking a Communist Revolution.
So, what has happened?
Both sides of our political divide have decided they can no longer convince the other side that they are not vicious monsters, so they’ve taken to treating the other side as vicious monsters.
What has happened to both sides of our current political “war”?
The Right and the Left currently perceive themselves as the humans, and they perceive the others as the “Things”.
We have a strange and potentially catastrophic situation right now where both the Right and the Left are simultaneously Subject-Perceiving-Object-as-Thing and Object-as-Thing-Perceived-by-Subject.
So, what do we do?
Obviously, we must come to understand that the shooter at Starbucks may actually be a Muslim Lesbian. I mean this jokingly, and I mean this seriously.
Imagine the moment you realize someone you know supports the candidate you currently oppose. How quickly does that person transform into something grotesque and horrific?
If you support Trump and you discover someone you know supports Biden, how immediate is the effect on you? How immediately do you either go quiet and politely smile and nod before walking away, or attack them on the spot, engulfing them in the fiery Truth of your words?
How immediately do you, a Biden-supporter, see your friends transform into a Fascistic Existential threat to equality and compassion the moment you see them don a MAGA hat?
How it feels telling your friends you support Constitutional Rights and Mixed Social Economics.
At this moment, you may even be wondering whose side I am on, so you can know whether or not to condemn my words as profanity or praise them as sacred wisdom. “He poked fun at Liberals, but then he called himself a Liberal, but then ambiguously quasi-supported/quasi-criticized both sides, so what the hell is he?” Fuck you, that’s what side I am on.
The ending of this upcoming election may precisely reflect the ending of The Thing. The architecture we live in that protect us and trap us with the Thing—the structures of society/the outpost of Antartica—are destroyed in fire. We are left in the wreckage, only remaining alive by the dying light of burning buildings. And we face each other as the last survivors of a great cataclysm, wondering if the Thing across from us is a friend or foe.
We must communicate with each other.
We must learn to trust each other again, whether or not we agree on the other’s opinions.
We must learn to understand each other again, to open up our own black boxes, despite the ensuing vulnerability, so that others may open up their own black boxes.
And while we may find that our friends turn into Things and Things turn into friends, maybe, just maybe, if we can stop, think and speak to each other, we’ll come out of this alive.
Covid Month #6: “I know you gentlemen have been through a lot, but when you find the time, I’d rather not spend the rest of the Winter tied to this fucking couch.”
This article is the first of two on the 1982 The Thing. This article will introduce the movie and the two halves of the analysis, then present the first half of the two-part analysis. The second article will present the second part of the analysis, then conclude by examining both and comparing them to current social events.
The contents of the first article will focus on a theoretical analysis of the film revolving around the key element of Information Control, while the second article will delve into more philosophical and psycho-social territories.
Introduction
The 1982 remake of The Thing has gone down in history as one of the best sci-fi/horror films of all time, with good reason. It’s a tremendous movie, it was made in the golden age of classic special effects, right in between the developing stages of earlier films and the rocky slide into 90’s and 00’s effects and CGI.
The setting was great, the characters were memorable and unique, the pacing and storytelling was masterful, and the underlying Cosmic Horror themes and tones of the movie were pitch perfect.
However, while The Thing has gained enormous notoriety since its initial box office flop, I still think it’s a vastly misunderstood movie, and even a vastly underappreciated movie. The source of this misunderstanding and underappreciation comes from the most overlooked element of the film: Control of Information.
The key to understanding The Thing, what made The Thing so horrifying and why the The Thing has been misunderstood is how the film’s director and screenwriter, John Carpenter and Bill Lancaster, controlled what information the viewer does and doesn’t know:
– The absolute knowns, or facts
– The assumptions
– The absolute unknowns, or known unknowns
– The unknown unknowns, or things we don’t even know that we don’t know
Control of Information is important in any form of narrative, but it is key in genres like sci-fi, horror and mystery, where so much of the meaning or emotion is derived cognitively rather than aesthetically.
For Future Reference, Left to Right: Norris, Bennings, Childs, Copper, Fuchs, Garry
With The Thing, nearly the entirety of the film’s true horror is derived from what we know and don’t know as opposed to what we are perceiving physically or aesthetically. So much of the horror is derived from Carpenter and Lancaster’s Control of Information: What we know; what we don’t know; what we’re lead to believe; what we assume; what assumptions we’re forced to question; and what information is left to the imagination.
The entire film is centered on an alien who can assimilate other organisms and disguise itself as any organism it has assimilated. So, throughout the movie, right to the final scene, we are constantly questioning who is an alien, who isn’t an alien, how the alien can be discovered, how the alien can be defeated, and what might happen if the alien isn’t defeated.
While The Thing is a master-class on Control of Information, with its ability to penetrate and terrorize your consciousness with doubt, isolation, paranoia and these constant questions, one question is never actually asked—one question is kept hidden by such overt terror, or the answer seems so obvious we never think to ask it—and this may be the question that is most crucial to understanding the film:
“I just want a home…”
What does the alien want?
This is one piece of information is secreted away, hidden and kept beneath all the other layers of the story to such a greater extent than anything else in the movie.
And so, the Control of Information—and, as sub-sets, both the ignorance of individuals and the inability to communicate or perceive information cohesively or coherently—may actually be the deepest and most important theme of the movie.
The instinctual assumption of both the characters and the movie-viewers is that the alien wants to assimilate other organisms for its own gain, and to eventually take over the world by assimilating all other lifeforms. However, this may only be a projection of motivation onto the organism, as this motivation is never explicitly confirmed by the end of the movie. The grotesque, violent horror of The Thing is so great that we never stop to question this motivation. We simply take it as a given.
However, we know so little about the monster in The Thing that it seems foolish to assume anything about it:
– We don’t know where it’s from
– We don’t know why it came to Earth
– We don’t know what it was doing before it came to Earth
– We don’t know how it’s able to assimilate organisms (we don’t know very well, at least)
– We don’t know what it is, that’s part of the point of the film: it’s just a thing that came from space
This of course connects to Cosmic Horror and the Lovecraftian Cosmic Nihilism, but I won’t delve too much into this. Feel free to read my articles if you want to read more about Cosmic Horror/Nihilism.
The short of it is we are small, limited creatures living on a small, blue dot in an imperceivably vast reality. We are far more blind and ignorant that we are perceiving and knowing, and the knowledge that we don’t know is so tremendously more massive than the knowledge we do know.
We don’t know where the alien is from or why it’s on Earth. We don’t know what the alien is or what it is capable of. We don’t know what it wants, what it’s goals are or what it it’s like to be the alien.
What is interesting, is that we do know the motivations of those who have remained humans: survival.
The motivations we do know (of the humans) are the will to live. The motivations we don’t know (of the aliens) are assumed to be violence, domination and usurpation.
But, we don’t know what the alien’s motivations actually are.
What are the motivations of, what is going on in the mind of, and what is it like to be The Thing? As an important inversion of this, why are the Thing’s motivations, and the Thing itself, perceived the way it is?
These will be the focus of the analysis.
Summary and Structure of Information
This summary will, of course, have spoilers in it, so be warned.
However, the summary will be centered on how information is controlled throughout the film, so, though much of the film is luckily centered on this as well, it will likely leave out decent swaths of the film’s content.
If you haven’t watched The Thing, it goes without saying that I highly recommend it. If you have watched The Thing, this will all be old news, so feel free to skip to the meat of the analysis.
After one of the most memorable and iconic opening title scenes in sci-fi history (up there with the 1979 Alien), the movie begins with two Norwegians in a helicopter, chasing a husky dog across the icy wastes of Antarctica.
The Norwegians are shooting at the dog, and at one point throw dynamite at it. The husky arrives at the American Outpost, Outpost 31, where the majority of the film takes place.
The Norwegians follow the sled dog and soon arrive at the outpost as well. One of them accidentally blows themselves and their helicopter up, while the other pursues the dog on foot with their rifle.
While trying to kill the dog, the Norwegian shoots one of the Americans, then begins yelling something at the Americans in Norwegian, brandishing the gun at them. However, no one can understand the Norwegian, and they shoot the man dead, then take the dog inside their outpost.
Immediately, we are introduced to both the key tool of the film, Control of Information, and a key theme of the film, Communication.
The sad irony of this opening scene is that the dog (spoilers) is actually the alien that will later terrorize the outpost for the remainder of the film. The Norwegians know this, and their actions to kill the dog may have (spoilers) saved the lives of everyone at the outpost, but the Americans cannot understand the Norwegians, and so kill them.
However, we as the viewers cannot know this, just as the characters cannot know this, and so we are left with the same blind assumptions as the Americans (if that ain’t a metaphor).
The dog is allowed to wander around the outpost, doing god-knows-what behind the scenes, while we still assume it is only a dog, until it is put into a kennel with the other dogs.
After MacReady and Copper have investigated the Norwegian base, the dog finally reveals itself to be what it truly is: the Thing.
The dog’s body begins to change, with tentacles and other appendages growing from it, and its face eventually splits open to reveal a monstrous “mouth”. It begins attacking and assimilating the other dogs (meaning it absorbs their bodies into its own and begins copying the cells of the dog). But then, the alien is killed by the Americans, though the question remains open as to whether or not other members of the outpost have been assimilated.
There are two important threads to follow through the beginning of the movie:
The Salt is strong with this one.
One: we see the relationships of the characters as tense, often with a lot of conflict between them that erupts over minor things. One example is Blair asking Windows if he’s been able to reach anyone over the radio, with Windows blowing up and saying it’s impossible to reach anyone at this time. (This, along with other moments, builds on the them of communication, and comes into play more in the second half of the analysis.)
Two: our knowledge of the alien/Thing is developed, though only to a certain degree (we never fully/explicitly learn much about the Thing). Primarily, we learn of its ability to assimilate other organisms, and of the possibility that it could eventually assimilate the entirety of organisms on the planet, if it were to make it to any other continent (if it was motivated to do so).
And, of course, much of the rest of the first two thirds of the film is devoted to determining who has been assimilated or not.
Blair suspects Clark, who was in charge of looking out for the dogs, and was alone with the dogs when the Thing began assimilating them.
Bennings becomes partially assimilated, and attempts to escape, but is discovered and killed before it could fully assimilate.
Blair goes crazy, suspecting anyone and everyone could be an assimilated alien, and is locked up in a building outside of the main structure.
A supply of blood samples that could’ve have been used to test who has been assimilated is destroyed, implicating the small number of people with access to the blood as being assimilated (and subtly implying the alien may have assimilated the DNA of all members at the outpost).
Fuchs goes outside to find a piece of clothing with MacReady’s name on it (this happening shortly after MacReady himself mentioning the alien seems to tear apart people’s clothing while assimilating them).
Fuchs is then found dead outside, apparently burning himself alive to keep himself from committing suicide.
Mac and Nauls go out to check on Blair. However, a storm hits, so the two are late coming back. The rest of the outpost decides to close off all entrances.
While closing off one of the last entrances, Norris sees Nauls coming back alone through the blizzard. Nauls is let back inside and says he found a scrap of clothing with Mac’s name on it (the same one Fuchs previously found).
Mac then returns to the base, but the outpost members refuse to let him inside. Palmer and Norris are both quick to decide Mac ought to be killed, since he has likely been assimilated.
Mac breaks into the outpost, brandishing a flare and a stick of dynamite, letting everyone know he’ll blow himself and the others up if the try to stop him. However, Norris then collapse and stops breathing. He is brought to the infirmary where Copper tries to revive him, but Norris’s stomach splits open into a giant mouth and kills Copper (thus revealing Norris to have been assimilated all along).
After the Norris iteration of the Thing has been killed, Mac forces everyone to do a blood test to see if they have been assimilated. The assumption is that the cells of the Thing act autonomously, and so will attempt to survive if harmed. Mac uses a hot piece of metal to poke the blood, and eventually Palmer is revealed to be a Thing.
Palmer transforms and attacks the other outpost members, killing Windows before Mac can kill the Thing.
Here, we finally arrive at the wind-up to the climax.
The team discovers Blair has gone missing and has built a spacecraft beneath the structure he was put in, and so Blair is the last remaining Thing (that they know of).
While getting ready to blow up “Blair’s” spaceship, Nauls sees Childs run off into the blizzard. Immediately after this, the power for the entire outpost goes out. They assume this is Blair shutting down the power so that everyone else will die and Blair will be frozen until a search party comes and recovers everyone’s body (effectively reviving Blair/the Thing once its body thaws).
Mac, Nauls and Garry decide to blow up and burn down the outpost, effectively committing suicide, but ensuring the Thing does not survive as well.
While preparing the explosives and incendiaries, Blair picks off Garry then Nauls, then attacks Mac. Mac kills the transformed Blair-Thing and blows up the outpost. Mac escapes outside and is sitting in the cold as the outpost burns down.
Childs finally returns and sits down with Mac, telling him he ran off into the blizzard because he thought he saw Blair, then got lost and couldn’t find his way back. Neither can tell whether the other is a human or a Thing. The film ends ambiguously with the two of them sitting outside, “[waiting to] see what happens” as the outpost burns down and the Antarctic cold sets in.
That’s The Thing. Got it? Good.
The Poetry of Squaring Off: Analyses of the Thing as Subject and Object
And so, I will jump as quickly as I can into this.
This analysis has two halves: One, examining the Thing as a Literal Subject capable of perceiving, rationalizing and critical strategizing; and Two, examining the Thing as a Phenomenological Object being observed by humans.
The Thing as Literal Subject must be understood first in order to transition into an understanding of its inverse, the Thing as Phenomenological Object.
What do I mean by these terms?
Thing as Literal Subject is exactly that: we assume the Thing has sentience, and we build a possible model of its phenomenological reality from what we can assume in the film, then examine this reality.
This will fall more into a “film theory” than a proper “analysis”, though it is pivotal to understanding to the second half of the analysis.
Thing as Phenomenological Object: we examine not what the Thing is perceived as by the humans, but we examine why there is a Thing being observed by the humans.
This will contain more of my typical approach to analysis, though more focused on one specific aspect of the film rather than the broader narrative analysis I typically write.
Analysis Part 1: Thing as Literal Subject
What is the immediate conflict that arises in The Thing?
The Norwegians and the dog.
The Norwegians are chasing the dog through the Antarctic wastes, trying to kill it—knowing fully what the dog is and what it is capable of—but the last standing Norwegian is killed because the Americans can’t communicate with the Norwegian, can’t understand why the Norwegian is doing what he is doing, and don’t know what the Norwegian knows or perceives.
Of course, the brutal irony is that the Norwegian could have saved the entire American outpost from catastrophic destruction and death, and this as I mentioned implicates the deepest themes of the film: ignorance and communication.
It’s like the Mark Zuckerberg of dogs.
What is the dog/alien thinking at the start of the film?
What is going on in the alien’s mind at this point?
Well, first, let’s construct a potential reality for the alien as a conscious subject. This might be technically impossible, considering there’s so much about the alien we don’t know (and that’s part of the point of the film), but, if we start from one basic assumption or premise, we can work our way to something that I think is most likely to be true.
The one basic assumption is: the alien wishes to survive.
Why assume this?
Because, as far as we know, all life forms share this instinct. Instinct might not even be the right word, it may go even deeper than instinct, as it’s difficult to say single-celled organisms possess “instincts”. The will to live seems to be a mechanism that is embedded so deeply in the fabric of “living” that it may be at the core of existence for life or even proto-life.
The will to live, or something like it—and, as tangents of this, the will to maintain life through various motivations and functions, including replication—had to have been present even in the earliest stages of life as the theorized “first replicators”.
So, assuming the alien wishes to survive, let’s reconstruct what its experience would be like before the start of the movie and at the start of the movie.
God damn, I love MacReady’s hat.
The alien crash-lands on Earth, and we know the alien piloting the ship is the same alien capable of assimilation (rather than the pilot of the ship becoming assimilated pre-crash) because Blair as the assimilated alien version of Blair has begun constructing a new spaceship by the end of the film.
The alien is frozen in Antarctica, and is then unfrozen by the Norwegians. We don’t know the full scope of what happened with the Norwegians, but we do know something went fucky-wucky, and the Norwegians and the alien decided they couldn’t work out their differences.
Now, another assumption here is that the alien likely treats assimilation as something relatively natural and commonplace. We are capable of natural acts like eating, speaking and procreating, and the alien’s act of assimilation is likely as natural to it as any of these acts. So, while assimilation is remarkably violent and grotesque to humans, it may not be so violent and grotesque to the alien.
However, assuming the alien’s act of assimilation was at least a part of what led the Norwegians to hunt down and try to kill the last remaining alien, and knowing the alien is intelligent enough to build a spacecraft and pilot it across the cosmos, then the alien is probably smart enough to have realized the humans do not appreciate the alien’s act of assimilation. That said, the alien may not fully understand why the humans do not like this, just as we would be confused if we went to another planet, and the natural inhabitants did not enjoy us trying to breathe air, eat food, have sex or speak words.
So, the last of the Norwegians attempt to hunt down and kill the last of the aliens, resulting in the brutal irony of The Thing’s opening scene.
Throughout the rest of the film, once the alien is discovered in the iconic dog scene, the plot turns into a sort of cat-and-mouse/Clue/who-dunnit plot where the humans are trying to survive and the alien(s) are trying to survive.
So, what is the rest of the film after the opening scene like from the perspective of the alien?
Each scene must be looked at as the alien’s attempt at survival, rather than the pre-supposed attempt at world domination. Why?
Well, other than the base instincts the alien likely has, there is one telling scene: the Thing-as-Blair attempting to build a spacecraft.
Why would the alien build a spacecraft rather than find some other mode of transportation or find some other mode of survival? Obviously, because it is trying to leave the planet Earth and return to its own civilization, or return to whatever it was doing beforehand.
It could be argued that the Thing would use the craft it created to travel to some other part of the planet and begin its worldwide domination there, but why? Why would it want to?
It has already seen the humans to be incredibly hostile towards it, and it landed there accidentally rather than on purpose, and, if we assume the alien’s core motivation is to survive, why risk trying to interact with other Earth-organisms that are likely to be just as hostile? On top of this, all it knows of Earth so far is the frozen wastes of Antarctica, unless it is smart enough or has learned enough to know what the rest of Earth is like (which may be unlikely, since it crash landed thousands of years ago, pre-civilization).
So, in these circumstances, why would the alien behave as we see it behave?
With the dog scene, this is possibly the most unclear, but, if it was assimilating the dogs as an act of survival, than perhaps it was doing so to create “allies”, or to spread itself out among a wider array of individual organisms and so increase its likelihood of survival. Perhaps it was an attempt at communication, though we don’t know enough about assimilation to know if this is a form of communication, and we do know enough to know it is used for functions other than communication.
The rest of the movie after this, however, is much more clear.
The dogs are now all under suspicion, and are killed because of their potential contact with the alien. And, while all the other humans are now under suspicion, they cannot be killed so recklessly. So, the alien begins assimilating humans to blend in and survive.
Another reason for assimilating humans is that this may be the only mode of communication the alien currently possesses. If you are trying to survive, one of the best places to start is to ask the hostile population, “Please! Don’t kill me!”
But, knowing the humans are hostile towards it, it may have decided not to communicate in the given circumstances—especially since no communication from the humans has been attempted.
So, the alien is in a circumstance where it is being hunted down. It may wish to communicate to the humans, which would be a reason to assimilate the other humans, but communication may also result in its own death.
Let’s say, as an example, you are a lesbian woman in a non-Western country that is predominated by a Muslim population (just to be arbitrarily controversial): while one mode of survival may be to yell out, “Please! Don’t kill me! Yes, I am a homosexual, one of the things you wish to kill, but, please, I mean you no harm! Don’t kill me! Let me live!”
What are the odds this woman won’t be killed?
The better, though less-optimal, choice would be to blend in with the population around you, and survive as long as you can until you can find understanding allies in others, or until such a time that you can escape to a less hostile population.
Let’s say the alien as an assimilated human were to shout out, “Please! Don’t kill me! Yes, I am the alien that has assimilated other organisms, but, please, I mean you no harm! I only wish to survive! Don’t kill me! Let me live!”
What are the odds the alien won’t be killed?
The better, though less-optimal, choice would be to blend in with the humans around you, and survive as long as you can until you can find a human willing to communicatee with you, or until such a time that the alien can escape Earth and go back home, or at least go somewhere it won’t be hunted down.
These assumptions and this understanding of the alien as a conscious and at least somewhat intelligent/rational creature can explain its actions throughout the rest of the film:
Attempting to escape as the half-assimilated Bennings
The alien as the fully assimilated Palmer and Norris being so quick to want MacReady killed, knowing MacReady is not an alien and that MacReady is the biggest threat to their existence
The alien as the “deceased” Norris attacking Copper before attempting to escape
The alien as Palmer attacking the others once it is discovered
The alien as Blair constructing the spaceship
The alien as Blair attacking the remaining humans once its spaceship is destroyed and the other humans are attempting to kill it
There is of course the ambiguity at the end of the film, with the final scene of Childs and MacReady in the wreckage of the destroyed outpost. While I could go into this and the various theories of whether or not one or both of them are the alien, and then what this would mean for our analysis, it is not so important, and I will let you decide.
So, here we have a construction of what the subjective reality and the motivations of the Thing most likely are.
There is a single hole in this argument: why didn’t the Thing-as-Blair simply run into the cold and be frozen, which would allow it to survive until a rescue party came and recovered their bodies, which would result in the Thing surviving until it was thawed out enough. But, this “hole” can have several counter-arguments to explain it, the least of which being: fuck it, it’s just a movie, and what a shitty ending that would have been.
Plus, if Childs or MacReady are an alien, then the alien being frozen and revived will likely happen anyway.
The Thing is trying to survive on an alien planet. It has woken up in an incredibly hostile environment, Antarctica, and it finds itself being assaulted on all sides by incredibly hostile lifeforms which do not seek to communicate with it.
The grand conflict here is on two levels a conflict of survival (the deeper, though maybe less interesting conflict), and the conflict of epistemology: the conflict of what is known and what is unknown.
The Thing cannot communicate with the humans unless it assimilates them. If it assimilates a human, then that assimilated human will be killed, so broadcasting that you are the alien disguised as a human will likely result in death.
I will return to this in the conclusion, but I think you get the idea here.
This essentially wraps up this part of the analysis. There’s no grand conclusion here, but it’s intended to roll right into the next analysis (where you will find a grand conclusion).
Big O could’ve gone down in anime history alongside Neon Genesis Evangelion as one of the best giant mech anime of all time, and even as one of the best anime in general of all time.
However, Big O suffered not only similar flaws as Neon Genesis, but enough other of its own flaws that it is hardly even remembered (ironically). It’s a forgotten relic of the late 90’s and early 00’s: a giant robot anime that tried to fuse neo-noir Gotham-City-style action and mystery with the Modernist techno-dystopia style of movies like Metropolis, Bladerunner and Dark City.
Underlying this neo-noir, Modernist dystopia are questions of existentialism: free will, purpose, meaning, the relationship of the individual to society and the universe, the nature of being. And here, we can begin to see how Big O inevitably failed where an anime like Neon Genesis succeeded. Big O spread itself out across too many themes.
Both shows ran for 26 episodes, both were unique takes on the giant mech genre, and both were incredibly ambitious—delving into depths many “deep” anime only scratched at. The problem with Big O was that it was too scattered, too schizophrenic and too self-aware. Where Neon Genesis never felt like it was trying to be anything other than Neon Genesis, Big O felt like it was trying to be Kafka, Huxley, Orwell, Joyce, Bradbury and Asimov all at once.
Where Neon Genesis had a solid structure, a solid core to it (albeit a structure/core that was difficult to articulate at times, but was at all times clearly felt), Big O feels unstable, loose and uncertain. It’s difficult to even know how one should feel about it.
And, as one final critique, Hideaki Anno is simply a better story writer. Neon Genesis was able to wedge its characters and the central plot into our minds almost immediately, then develop the characters, plot and themes at a perfect pace (until, of course, the very end). Big O just has too much going on: too many sub-plots, too many mysteries, too many revolving-door-characters and standalone story-arcs.
The plot of NGE builds and stacks itself, like the stories of a tower, where Big O schizophrenically assembles the disparate and thinly-associated pieces of a broad puzzle. 90% of the characters appear in only one or two episodes; most individual or standalone story-arcs support the broader plot and themes, but are much more self-contained; and the philosophical themes of the story can never agree with each other on what questions they ought to be asking.
While this style of storytelling—the neo-noir, mystery/detective style of a succession of standalone plots supporting a larger plot—can work incredibly well if executed properly (such as in Cowboy Bebop), Big O was too cluttered to execute it as well as it should have been.
However, I did in fact start this analysis saying, “Big O could’ve gone down in history…” and I mean it. I want there to be no confusion here, despite my criticism, how I feel about this anime.
I love this anime.
Big O has such fucking style, such unique blends of themes and aesthetics, and such memorable, if not at times flawed, characters, plot points, scenes, settings and tone.
God, I fucking love this anime.
Big O was ambitious. In many ways, it was an homage to the science fiction, noir and modernism of the 20th century, and borrowed quite a lot from series like NGE and Batman (yes, there’s a lot of Batman in this show), but in many was its own, wholly unique show, tempered by the style and storytelling of anime.
This show is incredibly fun and unique—the robot fights, by the way, are sweet and plentiful—and the show contains quite a lot of depth to it, as well as good complexity beneath all the not-so-good complexity. And so, with the rest of this article, I will delve into the depths and attempt to come to terms with Big O.
There is a lot I won’t be able to cover. There is a lot you will simply have to experience for yourself and try to understand in your own fashion. But this analysis will hopefully provide a solid framework to understanding Big O.
If you don’t want spoilers: stop reading, go watch the short 2 seasons of Big O, and come back and read this when you’re done.
I will try to keep the initial explanation of Big O as short as I can, but, if you know Big O well enough, feel free to skip to the Literary and Structural analysis. Or, feel free to skip the next part and come back to it as a reference (or just do whatever).
Setting, History and Plot of Big O
Big O is set in Paradigm City, “a city of Amnesia”. There are a number of domes throughout the city: giant, spherical, glass-and-steel enclosures that separate the rich from the poor. The city within the domes is affluent, clean and often beautiful—the parts of cities you see on post-cards or Google-image searches—and the massive domes provide artificial skies and sunlight. The city outside the domes are run-down, dirty and bleak—the parts of cities you see when you actually drive through the cities in post-card—and are fully exposed to the “real sky”, a perpetually overcast sky where the Sun, stars and Moon are never visible.
On one side of the city is an ocean, where hundreds of drowned skyscrapers peak out from the water’s surface. On the other side of the city is a vast, desolate wasteland—a desert where even more of the city’s past is buried beneath the sand (evidenced by images of buried buildings, abandoned military outposts and even a sand-covered amusement park).
It is suggested that there is no civilization outside of Paradigm City—no countries or other cities beyond the ocean and the desert—but there is a mysterious group known as “The Union”, led by Vera Rondstadt, who are comprised of “foreigners”. However, even the legitimacy of these people being “foreigners” is called into question.
There are a number of other factions in Paradigm City in addition to The Union, but the two most important ones are the Military Police, led by Dan Datsun, and the Paradigm Corporation, led by Alex Rosewater. The Military Police act, as the name would imply, as both the domestic police force and the military army of Paradigm City, though they are also work under Paradigm Corp as the corporation’s “watchdogs”. Paradigm Corp essentially controls or rules over Paradigm City and all the organizations and business within the city.
It is remarked at one point that a business Roger is asked to work for is controlled by a parent company, and Roger states that anytime “parent company” is mentioned, it inevitably refers to Paradigm Corp.
The nature, design and isolation of Paradigm City, the perpetually gray skies and the drowned and buried cityscape surrounding Paradigm City are all a result of the City’s past.
No one in Paradigm City can remember anything prior to 40 years ago, though there are many relics of the past—such as the titular mecha, Big O—and many citizens of Paradigm City have scattered or partial memories of the past. While these memories play a large part in the show, they are also a great mystery in the show, even after its conclusion
What we can surmise from these memories, and from revelations throughout the show, is that there was some great and likely worldwide catastrophe 40 years ago. We are shown visions of Paradigm City engulfed in flame. Giant mechas known as Megadeus, or the plural Megadei, are rampaging through the streets or flying through the skies. While there are only three individual Megadei in the show’s present time—Big O, Big Duo and Big Fau, with a number of other “Bigs” that don’ qualify as Megadei—in the memories of 40 years ago, we see vast armies of Megadei.
Hundreds of Big O mechas march through the streets, with hundreds of Big Duos flying through the sky, and at least one Big Fau. On top of this, we see a number of other “Bigs” battling the Megadei, many of which are also present throughout the contemporary story of Big O.
In addition to the Megadei, there are also human-esque androids that have survived from the past. While most of these androids are quite obviously robotic, a few of them, such as R Dorothy Wayneright (one of the main characters of the show). The existence of androids like Dorothy also calls into question who is and who isn’t an android. These androids were constructed in the past, and only a few survivors of the past apocalypse remember how to construct androids. The same goes for the Megadei—only a few people know how to construct or repair the Megadei, and even fewer know what the nature or purpose of the Megadei are.
With the past ever-looming over the present events of Big O, the plot revolves around Roger Smith, Paradigm City’s “top negotiator” (or just, “The Negotiator”) and the pilot of the Megadeus, Big O. While working for a plethora of clients throughout the City as “The Negotiator”, Roger Smith secretly pilots Big O and protects the residents of the City from various attacks and catastrophes, and slowly works to unravel the history and the secrets of Paradigm City.
Characters
Roger Smith
The protagonist of Big O is, of course, Roger Smith and his Megadeus, Big O.
Roger Smith is characterized as a sort of Bruce Wayne/Batman character: a wealthy individual who possesses an array of technology and resources, and secretly protects the city as the pilot of Big O (which could be argued is Roger Smith’s alter ego). Roger Smith as The Negotiator works outside of the various political and social forces of Paradigm City, and, as the pilot of Big O, works outside the law.
At one point in the rememberable past, Roger Smith worked as a Military Police, but left, presumably, because of the police’s connection to Paradigm Corp and the resulting corruption of the police. Nonetheless, Roger is still friends with and frequently works in tandem with one of the primary officers/commanders of the MP, Dan Datsun.
However, as the history of Paradigm City unfolds, Roger Smith’s character likewise unfolds. It is suggested that Roger Smith is a creation of the Paradigm Corporation. It is also suggested that Roger Smith was one of many “creations” of the Paradigm Corporation from the City’s past, and even, possibly, a member or associate of Paradigm City.
If one reads between the lines a bit, it may even be that Roger Smith himself is an android (and once you see it, it’s hard to unsee it). For me, this is evidenced in Roger Smith’s mannerisms and behavior throughout the show, particularly in Roger’s dialogues with Dorothy. Roger’s speech patterns, logical processes and behavior seems to mirror Dorothy’s own, much more pronounced mechanical behavior and logic.
Dorothy
Dorothy is probably the second-most primary character in the show, though her place in the show is often rivaled with Angel (who plays arguably the largest role in the show’s conclusion).
R Dorothy Wayneright is an android created by Miguel Soldano, who was commissioned to create her by the affluent Timothy Wayneright. Timothy Wayneright presumably had a now-deceased human daughter named Dorothy, whom the android Dorothy was modeled after.
The show begins with Roger saving Dorothy as a part of his contract with Soldano, learning after this that Dorothy has a “sister” who is in fact a giant mech, or Big, who Roger defeats in robot-combat. Dorothy eventually decides to stay with Roger in his mansion and work for him out of gratitude. While initially she mostly does housework alongside Roger’s butler, Norman, she begins assisting Norman with the repair and maintenance of Big O and aids Roger in his negotiation contracts and his giant robot side hustle.
You can just barely see it… but it’s there…
Dorothy is a unique android in several ways. While most androids in the city follow Asimov’s three rules of robotics, Dorothy frequently does not, particularly in her relationship with Roger (though this may be evidence of Roger’s own robotic nature). In addition to her passive aggression and, at times, blatant insults towards Roger, she begins developing a romantic attraction towards Roger, which, to the despair of Dorothy, Roger denies. This also shows that Dorothy is capable of human emotion, particularly jealousy, but she also is shown to possess other human capacities, such as fear, sadness, contempt, self-awareness, and (in one short but glorious shot) smugness.
Dorothy is also one of a few androids who appears on the surface level to be entirely human, and Dorothy has some sort of unexplained connection to Big O. On top of this, she has some sort of empathic connection to other “Bigs” and other androids or machines.
Angel
Angel appears early on in the show, going by the alias Casseey Jones, and then later as Patricia Lovejoy. After calling herself “Angel”, Roger remarks that she is a “Fallen Angel”. Angel works for Paradigm Corp, though she seems to have her own agenda. Later, it is revealed that Angel is a part of the Union, which is a group of foreigners living outside of Paradigm City (though it is mentioned by their leader, Vera, that they were actually “cast out” of Paradigm City 40 years ago) who rebel against Paradigm Corp/City.
Angel often works either alongside Roger Smith, or at odds with Roger Smith—their motivations and agendas oscillating between allyship and conflict. However, as the show progresses, Angel and Roger seem to develop a romantic relationship, which is at odds with Dorothy’s romantic attachment to Roger (which at one point results in Dorothy’s aforementioned smugness).
It is later revealed that Angel has two scars going down her back, which is even later suggested to be where “wings” have been “cut off”. There are frequent allusions to Angel being Lucifer, or something equivalent in the story’s narrative. In the show’s conclusion, she becomes the pilot of Big Venus, the fourth Megadeus. Big Venus—Venus being an allusion to the Morningstar, being a name for Lucifer—essentially “resets” the show and returns Paradigm City to the amnesic state it was at the beginning of Big O.
Schwarzwald
Schwarzwald (“Black Forest” in German) is only an active character in a handful of episodes, but he is a major character in these episodes, and his presence is felt throughout the show—particularly in philosophical narrations permeating the show, even after his death.
Schwarzwald, born Michael Seebach, is the pilot of the Megadeus, Big Duo, and is motivated towards exposing the truth of Paradigm City’s corruption, its many secrets and its forgotten past. In addition towards this motivation, which he frequently gives manic monologues about, he seems to revere the Megadei as godly creations, or perhaps even as gods themselves (the Megadei and other Bigs as gods being a semi-frequent theme throughout the show).
Schwarzwald uses his Megadeus, Big Duo, to combat Roger Smith and Big O, but, while initially having the upper hand, is finally defeated by Roger and “dies” in the event. However, it is implied that Schwarzwald’s “ghost” may still be lingering in the City, still searching for the Truth.
Alex and Gordon Rosewater
Alex Rosewater is the leader of Paradigm Corp, the corporation in control of Paradigm City, and eventually becomes the pilot of Big Fau, the “Third Big” or third Megadeus. Alex Rosewater looks down on the poor population of Paradigm City, who reside outside the domes, and uses the Military Police to pursue his own goals, rather than for the protection of the City. Alex possesses something like a God Complex, and believes himself to be a superior Dominus to Roger Smith (“Dominus” being a term referring to the pilot of a Megadeus).
However, while Big Fau seems to be technologically superior to Big O, Alex does not seem to be as capable of a pilot as Roger and cannot maintain control over Big Fau as Roger maintains control over Big O.
Gordon Rosewater is the father of Alex Rosewater, and in some ways seems to be the ultimate “king” or patriarch of Paradigm City. He was in charge of Paradigm Corp before Alex was, and it is revealed that the construction of the contemporary Paradigm City (the domes, in particular) and the construction of androids was done under Gordon’s rule.
In the present times of Paradigm City/Corp, Gordon resides in his own personal dome where he lives on a large and beautiful farm and raises tomato crops. The tomato crops are implied to be something of a metaphor for Gordon’s creations—including the androids, “humans” such as Roger and Alex, and possibly even the Megadei themselves. After Roger Smith’s first encounter with Gordon Rosewater, Roger begins questioning if he himself “is a tomato”—a creation, crop and commodity of Gordon and Paradigm Corp.
The Megadei
While Big O and the other Megadei aren’t necessarily characters in the same sense that Roger Smith, Dorothy, Angel and so on are, they do play an integral role to the plot and history of the show, and it is frequently implied that they possess some level of sentience. The Megadei and other Bigs are also semi-frequently referred to or revered as gods.
The three primary Megadei are Big O, Big Duo and Big Fau. With frequent allusions throughout the show to Behemoth and Leviathan from Judeo-Christian myth and lore, it has been speculated that the three Megadei are partially symbolic of Behemoth, Leviathan and Ziz, Big O is entirely land-based, which would align with Behemoth, a giant land monstere; Big Duo is capable of flight, with the Ziz being a flying creature in Jewish mythology; and Big Fau is capable of maneuvering through water, with the Leviathan being a sea creature.
While typically not included in the roster of primary Megadei, there is the fourth Megadeus, Big Venus, which, as stated before, could be symbolic of Lucifer. This may also complete the metaphor of land, air and water, with Lucifer often being associated to fire (the “fourth element” of classical philosophy and alchemic writings). In the conclusion of Big O, Big Venus seems to be the force that brings an end to the current iteration of Paradigm City, resulting in the new era of Paradigm City where everyone has lost their memory once again.
In addition to the three/four primary Bigs, there are a number of other Bigs, as well as giant monsters, including (but not limited to):
– Dorothy-1, Dorothy’s Big sister
– The Archetype, a proto-Megadeus that appeared in one of the Schwarzwald
– Bonaparte, a Big controlled by the Union
– The Bigs created by Beck, various Bigs created and controlled by the recurring side character, a criminal known as Beck
– Eel and Hydra Eel, organic Bigs that utilized electricity (which appear both in the contemporary story and in memories of the past)
– Leviathan, a serpent-like mechanical Big that came from the desert
Structural and Literary Analysis
As you may have surmised from my “brief” summary of Big O, there are a lot of details and moving parts to this anime, as well as many things I didn’t mention.
I’ve only “briefly” discussed the main components of the anime, and there are single episodes that could have their own, individual analyses written over them. Just like Big O’s Big Brother, Neon Genesis, there’s too much to comprehensively discuss in one analysis, so—like I did with NGE—this analysis will be a broader exploration of the show, attempting to provide something more like a foundation or framework to understand the many individual components of the show.
Hopefully, however, this will be a shorter analysis.
First, we have to examine the setting of Big O, Paradigm City.
Paradigm City has as handful of major components: its history, its design and the ocean and desert surrounding it.
However, while the design of Paradigm City and the geography it is embedded within are meaningful, the history of the City is most important to understanding Big O.
Paradigm City is a city with amnesia. No one can remember anything about its history prior to 40 years ago, with the exception of a small number of people who can recall fragments of its past in brief glimpses.
At the conclusion of Big O, Paradigm City is essentially reset to its initial state at the beginning of Big O. The City is being rebuilt, and, presumably, none of the characters remember the events that took place throughout the anime. There are implications that Paradigm City has changed after its latest “apocalypse”, with the City still partially destroyed and Angel and Dorothy being shown together, possibly as friends or companions rather than beginning the show not knowing each other.
However, we can also presume that the state of Paradigm City at the beginning of the show was different than the state of Paradigm City prior to 40 years ago, and we can presume that history will repeat itself again.
This, in many ways, is the state of society and civilization as it is now—as it ever is, was and will be in “the now”.
While our history looms over us as an ever-present ghost, or maybe more accurately as a revenant, so much of our history is lost to us. Even the history that we can remember, the brief glimpses of the past that is recorded in our history books, is lost to most of us. We are so caught up in the tides of the present that we forget the lessons of the past.
And with this forgetting of the past, we forget our place in history. Nietzsche described Modern Humanity as begin disassociated from the rest of history, as being unmoored from its past, and so having no clear understanding of who or what they are, what their place, purpose or meaning in existence is, and no understanding of where to move on from here.
With Paradigm City’s past being so shrouded, it’s nearly impossible to understand the ongoing, historical narrative that one is a part of.
It is implied that the Megadei were created, and even mass produced, by Paradigm Corp under the rule of Gordon Rosewater, but what was their function or purpose? Why were they created and what was their function?
We don’t even necessarily know that Gordon and his intentions were evil, as his character is highly ambivalent to the plot and meaning of the show. If we don’t know what happened 40 years ago and why it happened, then how can we understand what is currently happening.
In addition, it is implied that androids, even Roger Smith androids, were created and mass produced by Gordon/Paradigm Corp. What were their purposes? Roger Smith is shown in a flashback as wearing a military uniform while piloting one of the mass produced Big O’s during the great event that resulted in the end of the previous historical era. It is also revealed that Roger Smith as The Negotiator had a contract with Gordon Rosewater prior to 40 years ago, which is contrasted to Roger’s current distrust and contempt towards Paradigm Corp. What was Roger Smith’s purpose?
And what does Roger Smith’s shrouded history say about his current purpose in the present era?
Why does Robert Smith pilot Big O? Why is he The Negotiator? Why does he disdain Paradigm Corp, and why is he constantly seeking the Truth of Paradigm City’s history?
While Schwarzwald in many ways is a foil to Roger Smith, he is also a mirrored image to Roger Smith. Just like Roger Smith, Schwarzwald seeks the Truth, battles against the perceived corruption of the City, and pilots the Megadeus, Big Duo.
Schwarzwald might in fact be the underlying or unconscious manifestation of Roger’s obsession with uncovering the secrets of the past and present, and his motivation to do good for the world. Schwarzwald is like a ghost throughout the show—a spirit that refuses to die, even after physical destruction. Schwarzwald is the manic, unconscious motivations we shroud and repress, but that still emerge from beneath our surfaces in all our beliefs, motivations and actions.
This repression, however, may be healthy. The irony of Schwarzwald’s search for the Truth is how blind he is to his own actions and decisions. Where Roger is tempered by his self-awareness and his awareness of the ethics of his actions, Schwarzwald is reckless and blind to the destruction his own pursuit of Truth and righteous vindication engender upon the innocent and down-trodden.
Here, we can find something I’ve personally been thinking quite a lot about lately: the relationship of moral values and the resulting actions and motivations.
Schwarzwald is obsessed with uncovering the Truth and executing vengeance upon Paradigm Corp/City. These are his highest values.
However, while these values are important to Roger, they are subordinated under his desire to protect the citizens of Paradigm City. Whatever Roger’s past is, whatever his purpose and role in Paradigm City was and is, he is driven by his current moral obligation to protect the City.
Roger even mentions on several occasions that he is not defined by the past—something Gordon Rosewater also mentions. Gordon at one point says that he hopes one of his creations can break free of its pre-ordained purpose or role, and decide its own fate.
Still, it is ambivalent whether this is accomplished or even possible.
Not exactly a flattering picture of ol’ Rogey
If Roger was a soldier and Megadeus pilot prior to 40 years ago, as well as a Negotiator working under Gordon Rosewater, and if Roger became a Military Police member before once again becoming The Negotiator and pilot of Big O, then has Roger simply returned to his prior role? And will he return to this role with the resetting of society?
Has and will Roger always be a soldier, Negotiator and Megadeus pilot whose role in the grand narrative of Paradigm City always been to protect the citizens of the civilization?
And one final, and quite obvious note, on Paradigm City and Paradigm Corp is the name itself, “Paradigm”.
The original and primary definition of a paradigm is as a pattern, a reoccurring set of events or circumstances, or an underlying structure.
Plato used the idea of a paradigm in his metaphysical notion of the Demiurge creating reality from a model or pattern.
Merriam-Webster defines a paradigm as “a philosophical and theoretical framework of a scientific school or discipline within which theories, laws, and generalizations and the experiments performed in support of them are formulated; broadly: a philosophical or theoretical framework of any kind.”
When speaking more cynically about a paradigm in the context of society, government, law, etc., the paradigm of a society is essentially the ruling ideology, the ruling narrative or the ruling way of thinking and being. While the definition of paradigm is a complicated one, the use of paradigm in Big O in all its complexity may be intentional.
In this way, Paradigm City may be a City of Patterns, a City of Eternal Reoccurrence. But, Paradigm City may also be referring to the ruling ideology that permeates a society or culture.
The Paradigm, on the surface, may be the oppressive and dominant paradigm of the City’s rulers and elite—the paradigm created by Alex and Gordon Rosewater. But underlying this, the Paradigm of Big O may be the cyclical pattern of history, and the cyclical pattern of roles that individuals play in that history.
Roger’s paradigm is that of protector and Negotiator—mediating between the citizens and the higher powers of Paradigm City.
In concordance with a paradigm is a paradigm shift, a revolution in the ways of thinking. While this idea of a paradigm shift originated and is used more in the sciences—with Einstein and Darwin being two of the biggest examples of people who caused a paradigm shift—the idea can be applied to nearly anything with an ideological, legal, social or philosophical framework.
In Big O, the paradigm shift is the shift in society Alex Rosewater and Vera Ronstadt both seek.
Alex Rosewater as the figurehead of Paradigm Corp seeks to cleanse the city of “undesirables” (poor people, essentially, but also foreigners and others) and create a better, more perfect world. Vera Ronstadt as the figurehead of the Union seeks to destroy Paradigm Corp and create a world that accepts the “undesirables”, and possibly even where the “undesirables” are in power.
It could be argued (though it would be a pretty reductionist argument) that these two forces and their desired paradigm shift are equivalent to the two primary political forces, particularly in Western society: Liberalism and Conservatism. However, the term “Liberal” has been somewhat bastardized as of late, so a better comparison would probably be: Progressivism and Conservatism.
At their ultimate examples, Communism and Fascism (in many ways similar, but still the hyper-products of far-left-wing and far-right-wing politics), we see direct parallels to Paradigm Corp and The Union. The Union seeks a grand levelling of a society, essentially calling for a destruction of culture where the disempowered rule, and Paradigm Corp seeks a grand cleansing of a society, essentially calling for a Holocaust of those outside the ruling culture where the empowered rule.
Shit gets very confusing in the end
Angel, who works both for Paradigm Corp and the Union, and is frequently allied with Roger Smith, sits squarely in the middle of this Paradigm Shift, and inevitably is the driver of the final Paradigm Shift resulting in a New World, or new iteration of Paradigm City. She is the pilot of the Big Venus, the Morningstar—the Lucifer or Light-Bearer of the apocalypse who brings about and oversees the final battle of the revolutionary moment.
Not only this, it is (confusingly) revealed that Angel is the daughter of Vera Ronstadt and/or Gordon Rosewater—the Matriarch of the Union and Patriarch of Paradigm Corp/City. Angel worked throughout the show on both sides, working both for Alex Rosewater and for the Union.
Very confusing
And Roger Smith is the Negotiator, the person mediating between these two political forces. Roger is both a wealthy, powerful elite himself and is the protector of the average citizen, and he ultimately stands as the savior of Paradigm City. Roger Smith mediates between the various conflicting forces of society, and, in the end, confronts Angel as the revived pilot of the Morningstar.
The destruction of society and culture is stopped, the average citizen and the down-trodden are saved, and the cycle of history begins once again.
Now, there is still more to get into here, and this is in part where Big O starts to fray.
There is still the matter of the androids—of Roger as an android/tomato—and the Megadei. While these do fit within the underlying theme of the reoccurring conflicts and the revolutions of society, they can distract from this underlying theme, both philosophically and narratively or as events/plot points in the show.
So, the androids. The androids are creations of the state, creations of Paradigm Corp. In the end of the show, there are a few moments that imply everyone might be an android, or at least that it’s impossibly to really know who is and who isn’t an android. This could mean that everyone is a product of the state—everyone is a tomato, or a crop that is grown and harvested by the ruling class of society.
Roger, for example, often goes into existential spirals wondering if he is in fact a tomato, and this, connecting back with the cyclical paradigm shifts of history, gets into a question of free will.
Free will has always been a topic that comes up with Artificial Intelligence or Robotics of any kind, and one of our biggest fears is that sentient machines will rise up against us. Maybe this is the same fear that those in the ruling class have of those they rule: they will gain a higher sentience and self-awareness, causing them to rise up against those in power.
However, free will in Big O is more nuanced and much more personal than this. It isn’t necessarily about political movements, it’s also about us as individuals. Do we have free will? Or are we pawns in the machinations of culture at large?
For Roger, are his actions free? Or is his role in society pre-ordained by history and by contemporary culture?
There’s some ambivalence here though, because perhaps having this role in society is necessary. While Roger’s actions both reset the cycles of history and return him and everyone else to a more blissfully ignorant state, he does in fact save Paradigm City—moreover, the innocent people of Paradigm City.
And, there’s even more ambivalence here. Who is actually in charge of these roles? Who is in control of the narrative? Alex Rosewater certainly isn’t in control of the narrative, or in control of the roles people play in the narrative. If he was, Angel and Roger wouldn’t have “won” (or whatever you’d call what happened).
Gordon Rosewater certainly doesn’t seem to be in control of anything by the end of the show. Vera isn’t in control. Angel isn’t in control. Roger isn’t in control.
So what is in control? What is the paradigm or source of the paradigm that pre-ordains the narratives and roles of society? Is this simply “how things are”? Is this simply how things always were and always will be?
And of course, to follow Roger’s personal desire and Gordon’s desire for his creations, will it ever be possible to break out of this paradigm?
And would we want to break out of this paradigm? What would happen if we did? What would that reality be like?
And how could we break out of this paradigm without actually being an unknowing participant in the paradigm?
Is the act of trying to break free of these pre-ordained structures, narratives and roles in fact a part of the paradigm itself? Is the act of trying to obtain free will a part of what creates, drives or perpetuates the paradigm?
And finally, the Megadei.
Borrowing a bit from my Neon Genesis analysis, the Megadei and the other Bigs can likely be seen as a number of things, but, most relevantly, the Megadei are like transcendent manifestations of various aspects or forces within the paradigm.
The Megadei and the Bigs are manifestations of the various conflicting forces, ideologies, motivations within the grand narrative of Big O.
Big O is the manifestation of Roger and Roger’s motivations:
– Big O being the “Behemoth” or land creature is “grounded” or terrestrial, rooted in the reality of everyday people and everyday existence
– Roger seeks to protect the people of Paradigm City; Big O is the ultimate protector of Paradigm City
– Roger seeks to mediate between the various forces of Paradigm City; Big O is the vehicle that meets Big Venus in the end to “compromise” on a new society or reality
– Roger seeks free will and the ability to act as his own individual; Big O is that power, or at least what gives Roger the ability to act as his own individual
Big Duo is the manifestation of Schwarzwald and Schwarzwald’s desire to seek the truth and strike vengeance on Paradigm Corp/City. Big Duo is literally “above it all”, Big Duo is capable of flight, and is capable of reaching heights that are impossible to reach for the other Megadei. Schwarzwald is also blind to his own actions, blind to what his manic ambitions to him and others. The final destruction of Big Duo flying into one of the lights at the top of the dome alludes to Icarus, and mirrors Schwarzwald’s desire to see the truth of the artificiality of Paradigm City. Schwarzwald as a ghost or spirit might be manifested in the “resurrection” of Big Duo later in the show.
Big Fau is the manifestation of Alex and Alex’s motivation. It is gaudy, it is technologically superior, and it is used to bring about the destruction of the undesirable aspects of Paradigm City. In addition, Alex throughout the show believes he is in control of everything, including Big Fau, but in the end is just a pawn himself. Big Fau acts on its own accord, and seems to control Alex more than Alex controls Big Fau.
The list goes on.
Beck’s Bigs are gaudy, useless, lack the capabilities the other Bigs have.
Bonaparte, the Big controlled by the Union, is an amalgamation of various other Bigs, just as the Union is an amalgamation of various foreigners of different backgrounds, lower class individuals from different walks of life, and even androids and human-android hybrids such as Alan Gabriel.
Big Venus is a manifestation of Angel as “the fallen angel”, as the central figure in the paradigm shift, and as the child of two conflicting political forces (the creation of God that eventually opposes God and brings about Armageddon), but also more literally as the Morningstar, as the light heralding the new day (the new day being the new cycle of history).
The Archetype is the manifestation of the unconscious and unconscious forces, but also of the past and the underlying influence the past has on the present.
The Eel, Electric City as a blue collar residence eventually used by the Union; the Construction Robot, working class hijacked by the Union; Chimera, the horrors of science; Osrail, the revenant of revenge; Eumenides, a Big used for assassination/vengeance.
The Megadei and the Bigs are all the manifestations of some grand, underlying force of society. They are a collective of individuals who share an ideology or common motivations, or they are an inevitable force of culture and society, which emerges as a grander force or active agent.
The only exception might be Big O, as Big O might be more of a manifestation of individuality itself. However, even if Big O is this manifestation of individuality (Roger the “Negotiator” being the Ego of the psyche), Big O might be a manifestation of the collective desire for individuality present in society.
And while I could go on for several thousand more words on giant robots, this is a good place to stop.
Conclusion
Big O, like its Big Brother, NGE, is a dense, complicated and opaque anime.
There’s a lot to digest, and it doesn’t give its secrets away readily.
I remember watching this show as a wee lad and being both incredibly excited by the giant robot fights and incredibly confused by everything else. But, even as a young lad, I knew there was something to this anime.
As an older lad, I still love the robot fights and am still incredibly confused by everything else, but I think less confused.
The show is definitely underrated, and I don’t think it or many other giant robot anime have been given the proper acknowledgement or understanding they deserve. The metaphors I’ve discussed, both in this analysis and the NGE analysis, of robots being manifestations of socio-cultural, individual and potentially metaphysical forces and realities are grossly under-analyzed and under-appreciated.
Still, Big O doesn’t do itself any favors.
I’ve simplified the show quite a bit, and so it might sound like I’ve got Big O pinned down, but I really don’t.
Big O feels like it contradicts itself, or that it’s confused as to what it’s trying to portray, but the show is such an elusive tangle of exposition and events at times that many of these internal contradictions and confusions are nearly impossible to even pin down.
It might simply be the execution in parts of the show, and the show did have a somewhat rocky production at times, but so did Neon Genesis—so do most shows and movies.
It could be that Big O was trying to do too much—to be too much—and that the show became too cluttered with its own aesthetics and its own ambitions.
It could also be that I’m a dull, incompetent, uncultured swine who doesn’t understand the nuances of modernist neo-noir/giant-robot/vintage-sci-fi fusion anime, and I’ve certainly taken this into consideration.
Still, I do think the best way to see where Big O went wrong is to look at where Neon Genesis went right.
Both shows are incredibly complicated, dense and opaque, rife with tangled philosophy and psychology, and both possess a large cast of complex characters.
However, Neon Genesis had a solid focal point or central plot-mover that moored the complexity of the show: the battles between Eva and Angel.
Big O doesn’t have this focal point to the same degree.
The show is about Roger Smith working as The Negotiator, and all the shenanigans he gets into. It’s also about Roger Smith protecting Paradigm City with Big O. It’s also about Roger Smith uncovering the truth of Paradigm City and its past. It’s also about Roger Smith’s conflict with Paradigm Corp and Alex Rosewater. It’s also about a lot of other things.
While Neon Genesis had many sub-plots, tangential exposition, and labyrinthian character development, the entire show, from start to finish, was focused on the Eva-Angel conflict, which, ultimately, was about the Third Impact.
The events of the past were the result of previous Impacts, the present events were the inevitable steps leading to the Third Impact, and the finale of the series was the Third Impact.
While, yes, the various focuses of Big O were all centered on the apocalypse of the previous era, and the finale of Big O was the new apocalypse that brought about the next era, these were all too disassociated from many of the events of Big O. It didn’t feel centered, and Neon Genesis was very powerfully centered on the Eva-Angel and Third Impact plot.
Maybe Big O was too opaque. Maybe it didn’t give us enough information, and the information it did give us was hand-fed and little was left to the imagination. The pieces of the puzzle were always present in Neon Genesis, and we were given the freedom to put a few of the pieces in ourselves; whereas the pieces of Big O’s puzzle were like disparate islands that eventually (kinda) came together in the end, but only by the hands of its creators.
Big O is nonetheless a terrific anime. It’s flawed, but everything is flawed.
The confusion and schizophrenic plot development of Big O might just be the confusion and schizophrenic state of modernity as it is. Big O is cluttered: life is cluttered. Big O is confusing: life is confusing. Big O is scattered, the pieces don’t all fit perfectly, and a few are missing: have you figured out life yet?
And flaws aside, when the pieces of Big O are put together, they’re absolutely brilliant. What the creators of Big O tried to do—and the things they did do—were incredible and impressive.
Flaws aside, Big O is a fun fucking anime. The setting of Paradigm City is wicked cool; the constant mystery mixed with the action mixed with the retro-modern aesthetic is A+; the characters can be a lil’ flat at times, but they’re still great and very memorable; and the giant robots and monsters are sick, bruh.
The Blair Witch Project, one of a number of the 90’s death throes, has become something of a meme. It’s a low-budget horror flic written by film students in the 90’s: it was filmed in 8 days, the entire script was improvised with almost no retakes, 80% of the movie is three people walking through the woods, and we never actually see the “villain” of the film (the mysterious Blair Witch). The Blair Witch Project has often been epitomized as the quintessential cheap, shitty, b-horror film. However, a less cynical and more appreciative mind might find this film to be quite enjoyable, and possibly even far more intelligent and intelligently created than it’s ever been given credit.
While I could spend this article exploring why The Blair Witch Project is an example of impressive cinematographic ingenuity on the part of its amateur cast and crew, and how it influenced countless films after its release, this has been discussed at length in the 21 years since Blair Witch’s release. What I’d rather talk about is the overlooked genius of the film that I doubt anyone has ever realized—possibly not even by the creators. The horror of The Blair Witch Project is being lost in the wilderness, stalked by unknown, unseen forces, with no map to help you return home—the genius of The Blair Witch Project is that this horror reflects one of the underlying horrors of modernity.
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I was conceived and born smack-dab in the middle of the 90’s (~June 1995 – March 1996). The first birthday I remember was my third birthday, which would have been in 1999 (which would have been 3 months before The Blair Witch Project was released). I also remember my fourth birthday in March 2000, my fifth birthday in March 2001, and the collapse of the World Trade Center in September 2001.
It would be over a decade before I realized the 9-11 attacks were precipitated in part by the military actions of the US during the decade I had been born. It would be almost another decade later before I would really appreciate that the events that had precipitated 9-11 were precipitated by a vast number of prior events, which had been precipitated by an even vaster number of prior events, which had been precipitated by a nearly infinite gulf of prior history, which all create a continuum of history that resulted in our current state of society and reality, along which 9-11 happened.
The 90’s were something like a pivot point, both culturally and historically. Long-held traditions were, for many, little more than a joke at this point. A sense of Nationalism had in large part been disintegrated in America and across the world—a phenomenon that seemed to have begun post-WW2 and, in America, after the death of JFK and the rise of Hippie, Punk and other underground movements.
By the time of the 90’s, so little was genuine anymore—if it ever had been. Everything was cartoons and sitcoms, everything was commercial breaks and advertisements, everything was playing pretend, ignoring foreign wars, ignoring drug epidemics, ignoring government and economic corruption. Or, conversely, everything was Rage Against the Machine, but there was only Rage and the Machine, and no Against: no action. Now, even Zach de la Rocha has sold out, with “the Machine” providing him a net worth of 30 million dollars, despite still “Raging” about the broken system to sold-out shows.
So few things by the 90’s were genuine—no genuine wars, no genuine political movements, no genuine arts—and the things that were “genuine”, like the Grunge movement, were, with some exception, hopelessly cynical. This was because the only things that could be genuine, other than, perhaps, science, were the cynical things that shed light on the disingenuous nature of contemporary humanity.
No one really knew who they were anymore. As individuals, and as a society—possibly even as a species. Then, in 2001, 9-11 happened. The world watched in quiet shock as the World Trade Center collapsed in the middle of New York City—the crown jewel of America—and we still don’t know what this event even means for us.
We’re still living in the post 9-11 era, still stumbling from the aftershocks of that massive quake. We can’t agree on whether or not the resulting war was justified or even worth the effort. We can’t agree on the motivations of the aggressors and their allies. We can’t even agree on whether or not our own government was involved in the attacks of 9-11.
And now, we live in a world that seems entirely disingenuous, beyond what it was before. With social media, with ideological tribalism, with all facets of information and sense-making from all angles coming into question and under attack, with the inability to agree on the facts and “facts” of reality, we can’t even agree on what reality is. Who among us even can tell what reality is anymore?
We can’t agree on a common narrative. We can’t agree on what our various narratives even mean or signify. We can’t agree on what is meaningful, what is moral, what is true—or even what it means for something to be true, or if it is even possible for something to be “true” (whatever “true” might mean).
We are living in a chaotic time, with existential threats standing all around us like specters at a deathbed, and we’ve lost all ability to even understand what is happening. We don’t know what is going on around us, we don’t know who we are, and we don’t know where we are.
And this brings us back to The Blair Witch Project.
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Blair Witch was developed throughout the 90’s and released right at the end of the decade, in ’99.
The entire movie was filmed as if it was an amateur documentary—a mockumentary, or a pretend documentary. It depicts three individuals—Heather Donahue (Heather), Michael C. Williams (Mike), and Joshua Leonard (Josh)—going to the small town of Burkittsville, Maryland to investigate the legend of the Blair Witch. After interviewing a variety of townsfolk, the trio embarks into the woods north of the town, where the Blair Witch is said to live.
As a quick aside, the names of the three characters are actually the names of the real-life (“real-life”) actors who play these characters.
Intending to stay in the woods overnight and return to civilization the next day, the trio ends up getting lost in the woods. While lost in the woods, they find strange things, such as piles of stones in a small clearing and sculptures or perhaps totems made from branches and vines that are hanging in trees. At night, they hear strange sounds coming from the woods and are even attacked at one point while trying to sleep in their tent.
In the end, Josh goes missing, and then Heather and Mike find an abandoned house, where they presumably meet their demise (though their demise is not seen).
Ironically, the best shot of the map in the entire movie is when Mike is holding it.
Throughout the movie, Heather relies on a map to guide them through the forest, though Mike does not trust Heather’s navigation skills, and Mike does not trust the map itself. However, Heather wakes up one morning to find that the map is missing. Josh blames Heather for losing the map, and Heather questions whether or not Josh or Mike took the map as a joke. We later find out that Mike actually took the map and essentially destroyed it, laughing as he tells Josh and Heather:
“…I kicked that fucking map into the creek yesterday. It was useless! I kicked that fucker into the creek!”
Heather and Josh are rightfully indignant, and the movie from this point on takes on a markedly nihilistic and dread-filled tone. At this point, they are lost in the forest, they are being stalked by unknown forces in an uncivilized pocket of nature, and they have no map to return home.
And this is both the central horror and the central theme of the story.
Blindly wandering through the wilderness, stalked by unknown, unknowable forces beyond our control, without any useful form of navigation.
Now, there is one more important aspect of the movie that must be brought to light here: the filming of the movie itself.
The entire film, as I mentioned earlier, is supposed to be shot as if it were a documentary, giving it a Gonzo style of film (meaning the one filming the movie is also an actor, and the fact that the film is being shot is an element of the film itself). The entire film is shot from cameras the characters/actors are holding, which is constantly made obvious or relevant by the character referencing or interacting with their film equipment.
While this is important, obviously, to the horror of the movie—giving the movie it’s “real” quality, where the horror is that the movie is supposed to a depiction of reality—it is even more important to the underlying themes of the movie.
The film we watch is not in fact reality, it is a representation of reality, and it is a filtered representation of reality. This is made explicit in the film when Josh tells Heather:
“I see why you like this video camera so much. […] It’s not quite reality. […] No, but it’s totally like a filtered reality, man. It’s like you can pretend everything’s not quite the way it is.”
Now, we can begin breaking down some of the major components of the film: the map, the wilderness, the camera and the witch.
The map that Heather uses is their symbolic representation of reality. The map is not reality, but it is a symbolic depiction of reality, signifying the geography of reality, that is used to navigate that reality.
That reality is the wilderness, and the wilderness is symbolic of the true nature of the world we exist in: the world in-and-of-itself, as it is outside of our representation. If you look at a cellphone, you see the cellphone as what your brain decides it is. The cellphone is an object—an incredibly complex object—designed, primarily (or at least initially) to communicate with other people who have an object that can communicate with your object. That is our “map” of the cellphone. However, a cellphone is also an object made out of plastic, metal, glass and other materials, arranged by humans in a specific pattern to achieve its desired outcome.
However, these components of a cellphone are things that are only signified by our words, which have an agreed upon definition. These material components are only known to us as they are (these materials as such) in an incomplete way through science, or through Empiricism. We can never completely understand, know, perceive, etc. these material components because we can only experience them as external stimuli that have been filtered through our knowledge structures and our personal, subjective experience (more complexly, through our neurological structures, but we won’t get into that).
The wilderness is this primary reality—the true, actual reality that we exist within, but that we can only partially experience and imperfectly represent.
And this brings us to the cameras used in the film. These cameras are our knowledge structures and our subjective experience. They are the lens, the filter, and the mechanism by which we perceive reality. The camera is both our neurological mechanism representing reality—our imperfect capabilities of perceiving the wilderness we live in—and it is the knowledge structure of our society—the camera literally being an invention of modern humans.
Finally, the Blair Witch her/itself. The Blair Witch is a bit more complicated. Mythologically, we can connect the Witch to the Occult, most commonly thought of as Pagan or Satanic practices (though “Satanic” is usually a reactionary description of witchcraft). More deeply, the Witch can be connected to Nature—a priestess of the wilderness. She is the invoker of Nature, of the Wild, of the ambivalence of reality—both one who can heal and one who can curse, one who invokes the growth and life of nature and the destruction and cruelty of nature, and one who lives outside the scope and structure of civilization.
If we combine these two—Nature, or the wilderness and the occult—we get a “clearer” picture of the Blair Witch. “Occult” actually means “hidden” or “secretive”—that which is esoteric, unknown or unknowable. “Occult” practices were not “Satanic” practices, as they are often represented, but in fact practices meant to invoke “hidden” forces or discover “secret” knowledge. But the Blair Witch is also an entity which lives in the depths of the wilderness, far removed from society, who exists within and as a part of the forces of the unknown that we fear and cannot understand.
She might in fact be a symbol of this wilderness—a personified representation or manifestation of the wilderness.
We never see the Blair Witch: she is in fact the Occult—the unseen, the elusive, the hidden, the unknown and unknowable. She cannot be represented by our cameras—our subjective experience and our cultural knowledge structures.
To summarize these:
The map is the representation of reality.
The wilderness is that reality (reality in and of itself).
The camera is the lens of knowledge structures and subjective experience we view reality through.
The Blair Witch is the personified embodiment of the wilderness, or the personified embodiment of that which cannot be truly seen or understood.
Now, to bring these together.
On the surface, The Blair Witch Project is about three film students attempting to investigate the Blair Witch, and end up getting lost in the wilderness after their map is destroyed. They are stalked and eventually killed (presumably, we don’t know actually know) by the very thing they are investigating, the Blair Witch.
However, if we take the deeper analysis of the various aspects of the film, The Blair Witch Project is about individuals attempting to understand and represent the wilderness of reality in and of itself. While exploring the depths of reality, they find that their representation of reality does not adequately describe the world they live in. Their representation of reality is destroyed, and the three try to escape the reality they no longer understand and return to a reality they do understand. However, they ultimately meet their demise by the forces of the unknown and unknowable.
This demise could represent a few things. The death of these three individuals might be the death of their knowledge structures. They perceived reality with their pre-created representation of it (their map), and this representation was destroyed. As they attempted to flee the wilderness of reality and the overwhelming horrors of existing in a reality they don’t understand, they inevitably were lost inside this wilderness and could not return to the society they once existed in. They themselves might not have died physically, but the framework they represented the world with collapsed, and so it was impossible now to escape the wilderness of reality.
Now, to bring this back to the actual state of society as it is now and as it was when this film was created, I’m going to tie in the postmodern philosopher, Jean Baudrillard, and his book, Simulacra and Simulation.
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Now, postmodernism is a somewhat controversial collection of philosophies, and I myself have a few issues with some of the tenants of these philosophies, but they raise a number or important issues about humanity and the knowledge structures of humanity that are certainly worth discussing. These issues may even be at the core, or at least a portion of the core, of the current predicaments of society.
The central tensions of Postmodernism could be characterized as a criticism of our representation of reality—though there is admittedly quite a lot of nuance in the Postmodernist philosophies and one ought to simplify Postmodernism with caution. Since our beliefs and how we act within reality and society is determined by our representation of reality, Postmodernism is also a criticism of our beliefs and our actions.
Jean Baudrillard’s primary contention in Simulacra and Simulation follows this core concept of criticizing how we represent reality.
The first two paragraphs of Simulacra and Simulation go as follows:
“If once we were able to view the Borges fable in which the cartographers of the Empire draw up a map so detailed that it ends up covering the territory exactly (the decline of the Empire witnesses the fraying of this map, little by little, and its fall into ruins, though some shreds are still discernible in the deserts – the metaphysical beauty of this ruined abstraction testifying to a pride equal to the Empire and rotting like a carcass, returning to the substance of the soil, a bit as the double ends by being confused with the real through aging) – as the most beautiful allegory of simulation, this fable has now come full circle for us, and possesses nothing but the discrete charm of second-order simulacra.
“Today abstraction is no longer that of the map, the double, the mirror, or the concept. Simulation is no longer that of a territory, a referential being, or a substance. It is the generation by models of a real without origin or reality: a hyperreal. The territory no longer precedes the map, nor does it survive it. It is nevertheless the map that precedes the territory – precession of simulacra – that engenders the territory, and if one must return to the fable, today it is the territory whose shreds slowly rot across the extent of the map. It is the real, and not the map, whose vestiges persist here and there in the deserts that are no longer those of the Empire, but ours. The desert of the real itself.”
Now, in the text following this, Baudrillard immediately contradicts everything he just says, adding to the opacity of Baudrillard’s writing, and means that quoting Baudrillard and referencing his work can be a bit perilous, but this quote will do.
To simplify what Baudrillard is saying here, we have a socially/culturally “agreed-upon” representation of reality (the map), and the map represents what we believe to be reality (the territory). Now, as what we believe to be reality erodes (the territory), so too does our representation of reality (the map). What we are left with is the “The desert of the real itself”, which parallels the wilderness of Blair Witch.
Baudrillard goes on throughout his book to use his metaphor of the desert-territory-map to analyze and critique a number of things, including (put simply) the disingenuous state of “reality” as the map and territory—leaving the desert as a blank, ungraspable truth beneath the map and territory.
However, here I would say that the Blair Witch’s forest—the wilderness—is a better representation of “the real itself”. The “real” is not an empty, desolate void, but an incredibly complex and dense tangle of existence. The problem of contending with “the real” is not that it is an empty wasteland, but, quite the opposite, that it is an infinitely complex landscape of objects, information, perceptions, interpretations, morals and decisions.
While Baudrillard simplifies the reality that exists beneath, or perhaps outside, our representation of reality, Blair Witch shows us this reality for all of its infinite complexity.
Nonetheless, the parallel metaphors paired together give us, ironically, an accurate representation of our current state of being.
This is the state of reality we find ourselves in today—the state, you could say, that was in the process of either being created or destroyed by the time the 90’s rolled around.
Currently, we are all blindly stumbling through a wilderness. The territory we reside within is crumbling, and, with it, so too crumbles our map. We do not understand and cannot adequately represent reality, and so our actions are all either ignorant fumblings or self-destructive collapsings.
Blair Witch can be seen as a commentary on this state of reality.
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There is a major ambiguity in Blair Witch that is important to explore here.
The trio seemed to be lost in the woods even before Mike “kicked that fucker into the creek”. Despite Heather reassuring Mike and Josh that she could read the map, and that she knew exactly where they were and where they were going, the three of them couldn’t find their way out of the woods, even while Heather possessed the map.
The three different characters each had their own beliefs as to why they were lost. Heather thought they were lost because they lost the map. Josh thought they were lost because he didn’t think Heather knew how to read the map. Mike thought they were lost because the map itself was inherently useless or flawed.
So, following the three different beliefs of the three different characters, we as a society might be in our current state of confusion for three different reasons:
– We’ve lost the map / Our representation of reality is accurate and decipherable, but it was destroyed
– We are incapable of deciphering the map / Our representation of reality is accurate, but it cannot be deciphered
– We never had an accurate map to begin with / Our representation of reality was never accurate to begin with, so, rather than attempt deciphering it, the map ought to be destroyed
Whose interpretation of the situation is correct?
These interpretations and the question of which one is correct can be transferred to our current state of society and our current relationship with reality.
Do we / Did we have an accurate map of reality, but our map is being destroyed, and this is how we arrived at where we now are?
This would be a nihilism aimed at the actions of fellow humans.
Is our map of reality accurate, but the map is impossible to decipher by us, and so we cannot agree on what the map depicts?
This would be a nihilism aimed at the ignorance of fellow humans.
Is our map actually inaccurate, and so any attempt at contending with reality using our representation is inevitably worthless?
This would be a nihilism aimed at the nature of humanity and the state of reality itself.
And lets look at how the characters of Blair Witch were “picked off” throughout the end of the movie, in the order that these events happened.
First, Josh went missing. His voice could still be heard in the wilderness, and Heather and Mike still tried to save him, but he couldn’t be found, and the search for Josh inevitably led to the demise of both Heather and Mike.
We didn’t lose faith in humanity’s ability to contend with reality, but we lost faith in our ability to comprehend reality.
Second, Heather finds Mike staring into the corner of the room. Mike went to the basement of reality, to the darkest pit of the witch’s lair (to the darkest pit of the unknown and unknowable), hoping that salvation was still possible even without a map, and succumbed to a motionless apathy.
We stopped believing that it was in fact possible to contend with reality.
Finally, Heather drops the camera she is holding (her entire subjective experience/knowledge structure falls) and the movie ends. Heather finds that she has lost both Josh and Mike to the Blair Witch, and, in her presumed demise, lets go of all attempts to perceive or even experience reality (self-destruction, possibly to the point of suicide).
We stopped believing in humanity itself.
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2 years, 7 months and 20 days after The Blair Witch Project was released at the ’99 Sundance Film Festival, the whole world, my 5-year-old self included, watched the Twin Towers fall.
Almost 10 years after 9-11, we still can’t agree on why it happened, we still can’t agree what happened that day, we still can’t agree how we should have reacted to what happened, and we still can’t agree on the state of reality as it was and as it is now.
Who are our enemies? Who are our allies? Where are we? What is our civilization? Why are we where we are right now? What do we do? How do we do it? Why do we do it?
With our map destroyed, how do we move on?
With our faith in our knowledge, our perception, our structures and even our fellow humans crumbling in our hands, what do we do next?
The only thing I can say we do is salvage what we still have—which I would say is quite a lot more than what many people suspect—reinvigorate and reconstruct our knowledge structures and our social systems, and regain faith in humanity.
Perhaps it is good for portions of our structures and systems to be torn down, but, with them, there is much that ought not to be torn down, and in the wake of these structures’ collapse, there must be better, stronger, truer, more genuine structures that are erected.
We have to create better maps—maps that do accurately represent the reality we live in; we have to grow as people, as individuals—so that we can create these better maps, interpret these maps and act appropriately by these maps; and we have to maintain our faith in fellow humans—maintain faith that we can understand reality, that we can trust other people, and that there is a way out of the wilderness.
There is nothing else we can do, except stumble into our own self-destruction and be devoured by the wilderness manifested by our actions and our disintegrating humanity.
We can emerge from this wilderness alive.
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The Blair Witch Project may go down as a b-movie horror flic that grossed an impressively large amount of money and inspired two decades of b-movie horror flics in its wake.
However, I think Blair Witch represents a deep aspect of the society it emerged from, and ought to be remembered as such.
Not only should it be remembered as a film that quite profoundly represents one of the many horrors of modernity, how it represents this ought to be remembered.
Someone who excels at their given craft can engineer beautiful, thought-provoking creations with that craft.
Someone who can take their craft to the next level can use the aspects of their creations, in-and-of-themselves, to communicate meaning.
With a writer like James Joyce, meaning is not only conveyed with the plot and characters, but meaning is also conveyed with sentence structure, paragraph placement and with language itself (rather than the meanings of specific words used in that language). With the abstract movements of modern art, the elements of art are broken down to their constituent elements (color, tone, form, shape, line, etc.), and these elements are the focus or the subject of the art, rather than the elements that create the focus or subject.
With film, David Lynch might be the most well-known example of someone who can make the elements of cinematography themselves to communicate meaning. It isn’t only that the camera angle helps the subject of the film communicate meaning, or that the words of the dialogue are all that is communicating meaning, or even that the events of the movie contribute only to the meaning derived from plot and character arc. All of these elements in a David Lynch film not only help the subjects of the film communicate meaning, but the elements themselves are meaningful and communicate meaning.
With The Blair Witch Project, while much of the meaning is communicated in what is being communicated through the subject of the film—three students lost in the woods, stalked by an unknown and unknowable force—meaning is also communicated in how the subject is depicted to us. It isn’t just the tribulations of three people trying to survive in and escape from the woods, it’s that we see these tribulations through the lenses of their perceptions and knowledge structures.
The documentary intended to investigate and depict the legend—the narrative or modern representation—of the Blair Witch devolves into the last record of three people’s lives. The representation of the film begins as an attempt at objectivity—investigative journalism or documentarianism—with this lens of modern society and civilization, but the documentary falls apart and gives way to fear, dread and hopelessness.
The lens of modernity gives way to the survival of humanity amidst the wilderness of reality.
Remember this movie not as a strange novelty that emerged at the tail end of the 20th century, but as a misunderstood representation of the historic pivoting we currently find ourselves stumbling through.
I recently finished watching Netflix’s first German series, Dark, a sci-fi drama set in Winden, Germany. Dark is not only a rather philosophical show that delves into questions on human nature, morality, the philosophy of time and the nature of reality, but it is an incredibly well written show with a narrative that stands on the knife’s edge of complexity and cohesion.
While there’s much about the underlying philosophical themes I want to discuss in other articles in this article I want to focus on the narrative structure of Dark. It is an impressively complex show that manages to keep its storyline and character arcs cohesive, without any glaring plot holes or (with some exceptions) lazy writing.
However, in tangent, I also want to discuss something that has been interesting me for a few years now. The adoption of soap opera narrative structures into “non soap opera” genres.
Why? Because Dark was essentially a short and sweet soap opera involving time travel, parallel realities and philosophical and moral quandaries.
How to Write a Good Soap Opera
It was Game of Thrones that made me realize the vast majority of televised media is either mindless hypno-spirals or glorified soap operas. For anyone who isn’t already disappointed with Game of Thrones, it’s just a soap opera with swords, dragons and incest. Similarly, The Walking Dead is a soap opera about zombies and homeless people, and Breaking Bad is a soap opera about meth addicts and cancer patients.
Now, while the term “soap opera” can be a bit of a pejorative for those of us who aren’t fans of Days of Our Lives, being a soap opera isn’t necessarily a bad thing. Among the soap operas out there, some are good soap operas. Game of Thrones, for example, wasn’t bad. Until it was. Soap, a parody of soap operas (though, still essentially a soap opera), was a surprisingly good show. Among these not-bad soap operas are a few really good soap operas.
But what makes something a soap opera?
A soap opera is essentially an episodic, televised narrative with long story and character arcs, which are typically the focus of the show. We are given a stable, or at least semi-stable, ensemble cast of characters, each with their own unique circumstances, motivations, problems and goals.
While the problems of the characters may be interwoven, their goals and motivations either convergent or at odds, and their circumstances tangential, they are all fully-developed and dynamic characters, and each character typically has their own developed story arc.
The plot arcs of soap operas can span over several episodes, an entire season, or an entire series. An issue can be presented at the beginning of a series that isn’t resolved until the end of a series, or is never resolved at all. That problem might even morph into other problems as the series progresses, creating a train of causal story arcs like a line of dominoes.
Not only this, there can be a multitude of these domino chains going on at once, and usually there are. With each character possessing unique long-standing problems or goals, each character will have their own series of major plot events. On top of this, each character may have more than one plot or story arc, or sub-arcs related to major arcs—or, their arcs may, and usually inevitably will, overlap or interweave with other characters’ arcs. This soap opera style narrative is really nothing but unending drama.
I will never understand the fascination.
Part of the intention of a soap opera is to end each episode leaving viewers wanting more. Each episode ends with a cliff hanger, some sort of big reveal, or a twist. There is no finality to a soap opera, there is only a continual tipping of dominoes. That’s why shows like Days of Our Lives have been on air for ridiculously long spans of time (50+ years).
However, the tropes and narrative style of a typical soap opera, which usually has pretty distinct aesthetics and subject matter as opposed to “non soap operas”, can be applied to “non soap opera” shows.
So then, the term “soap opera” might be better referred to as “longform drama” or “longform dramatic narrative”. It is a style of narrative that is not only designed to span chronologically over long breadths of time, but also to delve deeply into each character’s story arcs and growth, and it is a style of narrative designed to constantly engage the viewer with new developments that will not immediately be resolved.
This skeleton of longform narrative can then be applied to stories that aren’t typical daytime dramas. This is how you get aforementioned shows like Breaking Bad, The Walking Dead, or Game of Thrones. A lot of not-much-but-seems-important happens over the span of several hour-long episodes, and yet we are still thoroughly engaged with whatever is happening in the show.
The issue that can happen with these longform narratives is that they aren’t designed to end. They are designed to keep going, to add more drama and tension and side-stories and plot twists and Jimmy gets Angie pregnant, and how will so-and-so escape the zombies, and what happens now that so-and-so #2 gets shot by the mean drug dealer, and how will Daenerys save her dragon, but wait, there’s more, and so on and so forth, ad infinitum…
How do you end a show that isn’t designed to end? You end it quickly.
You either die with millions on the edge of their seat, or you live to see yourself become a stumbling disappointment. Or, somehow, you keep bored, pill-popping wino-housewives coming back for more, week after week. Month after month. Year after year. Decade after decade. Ad infinitum.
Breaking Bad did it right. 5 seasons. Near perfect story and character arcs, in keeping with the underlying moral themes of the show. Doesn’t overstay its welcome, leaves before it’s unwanted, and gets carried out on its shield like a G. Game of Thrones did it right, until they didn’t. And then, boy, did they not do it right. And, as much as I love Negan, Walking Dead should’ve died with Shane.
Wanna know who did stick the landing? Wanna know who didn’t overstay their welcome and who crafted a brilliant story while they were at it? Dark.
Dark, The SoapTime Continuum Opera
Dark used this narrative style—“soap opera” or “longform dramatic narrative”—almost perfectly, and caps off the series at season 3. Not only does Dark masterfully employ the soap opera narrative structure to a T, it goes beyond what the original masters of the art had ever imagined, with story arcs that span across future and present timelines, as well as parallel universes. Dark has transcended the original art of soap opera writing into something truly grand and beautiful.
On top of this, Dark escaped the downward spiral of good drama by knowing not only when to stop, but how to stop—how to stick the landing like a champ.
The story begins by introducing us to the lives of various characters and showing us their relationships to each other. There four primary families whom the show revolves around: the Nielsens, the Kahnwalds, the Tiedemanns and the Dopplers.
In the Nielsen family, Ulrich and Katharina Nielsen, and their children, Magnus, Martha and Mikkel.
In the Kahnwald family, there is Hannah and Michael Kahnwald, and their son, Jonas Kahnwald.
In the Tiedemann family, there is Aleksander and Regina Tiedemann, and their son, Bartosz.
In the Doppler family, there is Peter and Charlotte Doppler, and their children, Elisabeth and Franziska.
Left to Right: Jonas, Martha, Bartosz
The show begins with Michael Kahnwald committing suicide. Jonas Kahnwald goes to a psychiatric ward for two months, and returns to find that his best friend, Bartosz, is dating is love interest, Martha. At the same time, Ulrich Nielsen is cheating on Katharina with Jonas’s mom, Hannah.
We find out that a teenage drug dealer named Erik Obendorf has gone missing, and this has raised alarm across the town of Winden. Ulrich, a police officer, is one of man who are searching for Erik, along with Charlotte Doppler, the chief of police/Ulrich’s boss. Charlotte’s daughter, Elisabeth, is deaf, and Charlotte’s other daughter, Franziska, is developing a romantic relationship with Magnus, Ulrich’s son.
At the same time, Charlotte is having tension with her husband, Peter Doppler. In later episodes, we find out this is because Peter cheated on her with a transgender prostitute named Bernadette. Also, Peter’s father/Charlotte’s father-in-law, Helge Doppler, who seems to be senile to some degree, begins ranting about how “it’s all happening again” or “it’s going to happen again.
This indirectly ties back to how Ulrich’s brother, Mads Nielsen, mysteriously disappeared in 1986, just how Erik disappeared, and Ulrich, among others, frequently questions if these events are somehow connected.
On top of this, Aleksander Tiedemann, Bartosz’s father, mentions that Winden’s nuclear power plant—which Aleksander runs—will soon be closing down, and also mentions that he’s been working there for 33 years (since 1986). Aleksander’s wife, Regina, co-owns a hotel with her husband which is currently going out of business because no one wants to visit a town where a child has gone missing.
Then, at the end of episode 1, Mikkel (one of the Nielsen children) goes missing.
Boom!
What a way to start a show—that’s episode 1 (mostly)—and if that doesn’t sound like the pilot of a soap opera, I don’t know what would.
From here, the show is focused on the disappearance of Mikkel. Everyone in the town is now searching for two children. Charlotte Doppler now has to organize searches for Mikkel. Ulrich begins investigating Aleksander Tiedemann, who runs Winden’s nuclear power plant, which is near where Mikkel went missing.
In addition, tensions begin to build between all the characters, and every scene in the episodes after Mikkel disappears further develops the drama and the relationships established in the first episode (or, in some cases, proceeding episodes).
Ulrich stops seeing Hannah because he is focused on finding his missing son, but Hannah strongly desires Ulrich.
Hannah begins resenting Ulrich, while at the same time Katharina begins suspecting Ulrich of being unfaithful.
Ulrich also begins suspecting Erik’s father, Jurgen Obendorf, of being involved in Mikkel’s disappearance, because Jurgen works for Aleksander Tiedemann and at the nuclear plant (which is near where Mikkel went missing).
Magnus still is interested in Franziska, but is also angry at her because she was in the woods where Mikkel went missing the night of his disappearance.
Peter Doppler begins acting strange and emotional after the disappearance of Mikkel and the discovery of another child’s body, though we don’t know why.
We find out that Helge used to work at the power plant in 1986 (around the time Mads disappeared).
Martha begins distancing herself from Bartosz while trying to get closer to Mikkel.
This and more are all developed throughout the first season of the show, amidst the turmoil of searching for Mikkel.
However, in the third episode, it is revealed that Mikkel has travelled back in time to 1986 (the same year Ulrich’s younger brother went missing).
And here, the primary subject matter of the show is kicked off.
The show, really, is primarily focused on the plotlines associated with time travel (and eventually travel across parallel dimensions).
So now, we have three layers of the show:
Drama and relationships
Disappearance of Mikkel
Time Travel
But then, because of Time Travel, even more layers of the show are revealed.
And here is where the writers of Dark began to seriously impress me.
Because Mikkel travels back to 1986, and we begin witnessing events that occur while Mikkel is in 1986 Winden, a whole new layer of drama is created. We get to witness not only the drama and relationships of Winden in 2019, but also the drama and relationships of Winden in 1986.
On top of that, because we are witnessing events of the past, many of which involve characters in “present-day” Winden (Ulrich, Katharina, Regina, Hanna, Helge Doppler, Charlotte, etc.), we witness events that will eventually shape the future.
80’s Katharina and Ulrich
So, there are now two timelines going on. There is the 1986 timeline, where the future adults are high-schoolers, and the 2019 timeline, where the teenagers of 1986 are adults, and their children are now high-schoolers.
The 1986 timeline, while slightly simpler (in the beginning) than the 2019 timeline, still maintains a level of depth and dimensionality comparable to the 2019 timeline. There are complex relationships between characters, there are dramas, there are tensions, and there are major, impactful plot points. In addition, the 1986 plot-line informs the 2019 plot-line, so that what we know about 2019 is altered by 1986. In addition, the 2019 plot-line also informs the 1986 plot-line so that what happens in the “present” timeline informs us about characters and events in the “past” timeline.
If you don’t know how difficult this would be to write—and difficult to write with as many interesting, dynamic/3-dimensional characters and with as many intriguing, engaging plot points as Dark has—go try it for yourself. Give it shot.
Just try to write as good of a show or narrative with one longform narrative, and then try to write a parallel yet chronologically distinct narrative that is as complex and engaging, and maintains the narrative integrity of the other timeline (no plot holes), and informs us on the characters and events of the other timeline.
On top of this, there is an entire, mysterious sub-narrative involving mysterious figures that have come to Winden, and it is slowly revealed how they are connected to time travel and the missing children.
There’s two super-narratives or timelines going on—the 1986 narrative and the 2019 narrative. For each super-narrative, there’s close to a dozen characters with individual narratives, which all interweave and co-develop each other’s character and narrative. And then, these dozens of narratives inform the narratives of the other super-narrative and the individuals of that super-narrative. And then, there’s a sub-narrative that slowly begins developing even deeper implications about the show, the show’s plot and the characters of the show.
Now, here, I’ve only really discussed events that have happened in the first season, so I wouldn’t really call them spoilers. However, if you haven’t watched beyond the first season, or haven’t watched the show at all, here there be spoilers.
At the end of season 1, it is revealed that the future of Winden (circa 2052) is a dystopian. So now, a third timeline is created.
Throughout season 2, not only are the 1986/1987 and 2019/2020 timelines developed, but so is the 2052/2053 timeline (though not in as much depth). Season 2 also introduces the 1921 timeline (99 years prior to 2020) and the 1953 timeline, in which the adults of 1986 are now children.
In season 2, there are now five timelines. The 1921 timeline isn’t developed in as much depth as the others, but the 1953 timeline does have a number of characters who are either already established in the 1986 and 2019 timelines, or are otherwise important to the story.
Jonas and Jonas
By this point, characters have begun travelling across time to various other timelines, which means individual narratives now take place across various timelines or super-narratives. This also means that the primary focus of different timelines or super-narratives now take place across multiple super-narratives. The plot of Mikkel disappearing, for example, now develops across the 1953 timeline (where 2019 Ulrich travels), the 1986 timeline (where 2019 Mikkel travels), the 2019 timeline (where Mikkel’s family is still trying to find Mikkel and now Ulrich as well), and the 2053 timeline (where Jonas has traveled).
The boarder between timelines or super-narratives has now been all but eroded. Characters from various timelines travel to other timelines (teenage Jonas travels to 2053, then to 1921, where he meets the elderly Jonas and adult Jonas travels to 2020 and meets teenage Martha/adult Claudia from 1986 begins time travelling, and we are introduced to the elderly Claudia, who also time travels/adult Hannah travels back to 1921 and meets adult Ulrich, who is now trapped).
There are no real separate super-narratives across time anymore, these different timelines are not more or less treated as separate settings with different characters. However, the events that take place in past “settings” still have an effect on and inform us about future “settings”.
Enter Emoverse
Finally, in season 3, not only are there all of the timelines and individual narratives established in the first two seasons, but there is now a parallel universe (we’ll call it Universe 2, or, more fittingly, the Emoverse) with its own timelines (though fewer timelines are established). In the first universe/set of timelines, the 1888 timeline is also established.
In addition, a third universe is eventually established, which is the “original” reality, from which Universe 1 and the Emoverse are created.
Emo Martha somehow manages to be both more and less likable than Wholesome, Well-Rounded Martha
Okay, so now we have Universe 1, which contains 6 timelines, the Emoverse, or Universe 2, which contains a small number of timelines, and the original universe (which only has one established timeline). From each universe and each timeline are characters who not only travel across time, but their actions in various timelines both cause and inform events in future timelines, or are caused by or are informed by the events of past timelines.
However, because people time travel, someone could travel to the year 2053, and then an event in 2053 will cause a change in that character’s personality. Then, if that character travels to the year 1921, anything caused by that character will essentially have been the result of what happened in 2053. So, the events of the future can influence the events of the past.
And, because people can now travel to parallel realities, the events that happen in one universe can (through the actions of characters) influence the events that happen in another universe.
This gets incredibly complicated. As as “simple” example, the events of 2053 can influence the events of 1921, which can influence the events of 2020, which can influence the events of 1986, which can influence the events of Universe 2’s 2053, which can influence the event’s of Universe 1’s 1888, which can influence the events of Universe 2’s 2020, which can influence the events of Universe 1’s 2053 (which we already established influenced the events of Universe 1’s 1921, which influenced the events of 2020).
Emo Martha and Magnus look a lot like Coraline and Henry Rollins
The weakest points of the show may come in season 3, and they come simply because of the incredible complexity of the multitude of narratives that are occurring simultaneously across time and across parallel realities. Ironically, and somewhat paradoxically, because the show is now so complicated—because there’s so much going on—much of the second half of season 3, feels simplified and rushed.
The first half of season 3, however, feels tedious and slow (and the Emoverse is really depressing). Not only that, but you get the sinking feeling that this show is going to go on forever. It suddenly feels like a soap opera that is in year 3 of a 50 year reign, and the characters are just going to keep time travelling and universe-hopping—and, now, you can just keep adding more universes and more timelines—and god fucking knows how long this show is going to go on.
There’s, like, 20 new characters that are suddenly added to the show (though some of them are just Emo versions of other characters), and we have to completely learn and relearn the backstories and motivations and goals and conflicts of completely new characters and timelines, and, at this point, we’ve completely stopped giving a shit about the missing Mikkel (because, as we find out, Mikkel is actually Jonas’s dad who commits suicide at the beginning of the show, so the Mikkel plot is really just an empty loop that eventually only serves to develop Jonas’s story and character arc).
The show now is incredibly complex. There’s nearly 70 characters in season 3, most of which are the same characters from different timelines, and over 70 if you count the different versions of characters from the parallel universes. The show takes place across ~10 timelines in two separate universes (three once the original reality is introduced). Not only are there parallel universes, but there’s parallel timelines in parallel universes (timelines, say, where Jonas did or did not die, timelines where Martha did or did not travel to a parallel universe, and timelines where Martha did or did not die).
The ending of Akira is something that cannot be unseen.
What was once a beautiful, magnificent storyboard has now become an omnipotent yet grotesque, uncomfortable-to-watch monster, much like Tetsuo at the end of Akira, and there is no hope for an end in sight.
But then, the second half of season 3 comes, and the second half of season 3 is where the story becomes rushed. Rather than the slow and deliberate, yet engaging and thought-provoking events of the first two seasons, the second half of season 3 runs through various plot points and important developments in character arcs at a sprint.
For example, the adult Jonas, who has essentially become Nicolas Tesla in the 1888 timeline, seemingly morphs into Darth Vader overnight, and his transformation from 1888 to 1921 is glossed over, the events only implied.
A lot happens in only a few episodes, and a lot happens exponentially fast in only a few episodes.
While the events leading up to the climax of Dark are certainly rushed, the silver lining is that the show does end at the finale of season 3. Not only does it end, all the events of the show are wrapped up quite gracefully and thoughtfully, and with a bittersweet, nostalgic cherry on top (I won’t spoil this. Either you know what happens, or you don’t.)
Season 3 gets rocky, but the show sticks the landing.
Dark gets almost overwhelmingly complex and, ironically, over-simplified and rushed in season 3, but it all comes to an end quite gracefully.
What Dark Got Right Narratively
Looking back on Dark after watching the final episode, what the creators of this show did was incredibly ambitious, and I do criticize the show both respectfully and cautiously.
Season 1 of Dark was a master-class on writing an engaging and multi-dimensional narrative, and Season 2 was something beyond a master-class. While Season 2 certainly did have its faults, and the narrative got a bit muddied at times, the sheer scope of what they accomplished was mind-blowing.
I dare you to write one good season of a “soap opera”. Now, go write one good season of four “soap operas” occurring simultaneously, with the events and characters of each “soap opera” influencing the events and characters of all the other “soap operas”. Season 2 really did push the envelope of what one can do with a longform narrative. Granted, Dark is not the only series to have done this.
Time travel and parallel realities have been a staple in comic book series for decades now. God knows how many novels and book series have explored both of these themes. And TV series like NBC’s Heroes have created longform narratives with time travel and parallel realities in them. But no TV series has quite fleshed out the possibilities of what one can do with this sort of narrative quite like Dark has done.
The show is admirably detailed in story structure, and times incredibly clever and subtle. And the writing, beyond being structurally impressive, is just good. The character development isn’t the best of all time, but it’s certainly nothing to scoff at. There’re some clichés in the beginning, some lazy spots, especially as the show begins wrapping up, and definitely some cringe moments (like Jonas getting his parallel-universe aunt/great-great-great-grandmother pregnant (which means Jonas is both his own great-great-great-grandfather and his own uncle-in-law)), but the ratio of good writing to bad writing drastically skews towards good.
On top of this, the show uses its narrative to explore not only the events and causality of time travel and parallel universes, but also the associated philosophy, paradoxes and moral problems that arise from them. The narrative structure of the show is inherently important to the underlying meaning of the show (that’s how you can spot a meta-level writer).
I mean, time is an illusion anyway, right?
Season 3 of Dark maybe wasn’t the best season of television/web-series history, but it wasn’t necessarily bad. It was maybe just overly ambitious and had abstracted itself too far from the narrative of season 1 and 2. It was certainly still fun and engaging, the twists and turns of the show were rapid-fire at this point, and the philosophical conundrums were dialed up to 11 (such as: Is it okay to have sex with your aunt if she’s from another universe?).
The ending of season 3 was executed well enough that it more than redeemed some of the faults of prior episodes, and left me wishing there was more (and glad that wish wasn’t granted).
In short, the show is kinda brilliant. Is it a soap opera? Yes, but so is every other show you like. Does it have its faults? Yes, but it’s an ambitious show, and it lives up to many of its ambitions. Am I done talking about Dark? Probably not. There’s still more to write about, though I might not write more about Dark in the immediate future. Nonetheless, if you’re interested in the show, keep an eye out for future articles, and thank you for reading.
Metaphor for a missing moment Pull me into your perfect circle
One womb One shape One resolve
Liberate this will To release us all
Gotta cut away, clear away Snip away and sever this Umbilical residue that’s Keeping me from killing you
A Perfect Circle
Introduction
This is the third and final part of my analysis of the first two episodes of Neon Genesis Evangelion. If you haven’t read the previous two articles, I would recommend doing so, as much of the information discussed in those articles is highly relevant to understanding this article.
In the conclusion of this analysis, I will examine the Angels and Eva’s, then discuss the Setting of NGE, and finally attempt to bring all the parts of the analysis together into a more cohesive whole. I will conclude the analysis with a meta-analysis examining other lenses NGE can be analyzed, my own method of analysis, potential holes in the analysis, and discuss where this analysis can be taken to next.
I’ve tried to eliminate major spoilers from this article (which has slightly dampened the analysis), but be forewarned that some may still be lurking. In the future, I may release a more comprehensive, unabridged analysis that includes all the references to future episodes, and, because these articles have been so long, I may condense the analysis into a much shorter version.
And now, here is the conclusion to “Creature Fear”.
Angel and Eva
What of the Angels and Eva’s?
The Angels are capable of complete self-reliance, self-defense and autonomous warfare.
The Humans rely on society in order to survive, flourish and defend themselves.
The Angels are the species of the Individual.
The Humans are the species of the Collective.
Here, there is a Ying-Yang dynamic.
Yes, the Angels are what I’ve been calling “Hyper-Individuals”, but they also seem to act with the same ambitions or motivations—essentially the usurpation of humanity as the dominant species on Earth. While they act autonomously, they all act with the same goals.
Yes, the Humans require the collective effort of society in order to function, but this collective is made of a multitude of individuals with varying ambitions and motivations. While they must act socially, they all act with different goals and varying talents.
There are a few interesting things to note about both Angels and Eva’s, and a few interesting lines of thought.
First, the Angels act exactly how most villains in most stories act, except that their purpose, their motivations and any sort of morality they might possess is left almost completely ambiguous.
Most villains act as a highly singular individual (the “hyper-individual”). The villains are oftentimes above the law, or they do not obey social norms and state-sanctioned legal systems.
This could be a character like X-Men’s Magneto, who, while leading a cult of personality outside the confines of human society, is incredibly powerful and capable of engaging in combat alone with a multitude of enemies.
This could be a character like Galactus, who is a nearly omnipotent villain with little to no allies or companions, who is capable of engaging with all of Earth’s forces single-handedly, and who consumes entire planets serving as homes for a vast multitude of life-forms.
This could be a character like Lucifer. Similar to Magneto, Lucifer leads the armies of Hell and whatnot, but, beyond Magneto, Lucifer can be seen as one of the most singularly powerful entities in Judeo-Christianity, second only, perhaps, to God.
It’s difficult to say that these Villains are “evil” (though Lucifer could be argued to be the embodiment or manifestation of evil). A better understanding of them may be as amoral, or possibly as possessing a sociopathic morality. They are neither “evil” nor “good”. Their morality does not fall within the standard confines of society’s morality.
Once again, this falls under Nietzsche’s Ubermensch—individuals who are capable of standing outside the confines of society, either physically or cognitively. They do not possess the morality of the collective. They possess only their own morality.
The Angels are not necessarily evil. They simply have an agenda that is completely at odds with the agenda of humanity. This is how they become villains.
Eva’s, on the other hand, are similar in many regards to Angels. In fact, every Eva, with the possible exception of Unit 01, is made from the genetic material of Adam, the progenitor of the Angels.
The primary difference physically between Eva’s and Angels is that Eva’s can only hold one form—a form roughly equivalent to a human form—while the Angels can take any form they choose once they metamorphose from an Embryo.
While Angels have absolute determination of themselves, the Eva’s must still take the basic form of a human. In a sense, the Eva’s are humans, they are simply giant humans—hyper-individualized humans capable of far greater feats than normal humans.
More than this, the Eva’s only exist because the collective of Society has come together to create them. Eva’s are possible only because of the combined efforts of scientists, engineers and militaries under the authority of Seele.
And, Eva’s do not carry out their own will. They carry out the will of Society. This can be seen as an Individual Human (Shinji) becoming a living Tool carrying out the will of Society, or this can be seen as the manifestation of the Collective Conscious of Society—the Collective Conscious made Flesh—in the form of an Eva.
The Eva’s are the Will of Society come to life, represented as a singular entity.
We must don the armor given to us by our Father to carry out their will. The justification for this is ambivalent though.
Is it fair that we should be handed our place in Society by the powers above us? Is it right that the only way for us to become fully functioning Individuals within a Society is for a Society to transform us into a living Tool of its design? Is it even good for us and Society that we act this way, or is there a better way of being?
And yet, it is good, in that Shinji saves millions of lives. And it is good in that Shinji performs some of the most important tasks for society. And it is good that Shinji learns how to become a Hero, and how to become an Individual capable of confronting reality.
The alternatives are mass extinction, loneliness and isolation, and sheer uselessness as a human being.
However, this views the story as a representation of a Collective Reality. Shinji is a representation of the entire youth generation of a particular era in time. Gendo is a representation of all Father/Authority figures. The Angels are a representation of all major catastrophes or obstacles that a civilization is faced with.
From a Collective perspective, Shinji is any generation of youth maturing into adulthood, tasked by Gendo, the authority of any and all Societies, to confront the broad range of potential catastrophes we as a species may face.
However, from an Individual perspective, this is about the Individual (Shinji) confronting the terrors that internally threaten his sense of self and his existence.
This part of the analysis I have had the most difficulty in fully articulating.
Part of this difficulty comes from defining what both an Angel and an Eva are in Neon Genesis, both literally and symbolically.
In its simplest form, Shinji confronting the Angels is Shinji confronting his fears. From there, we enter the rabbit hole.
The Japanese word used for “Angel” in NGE, shito, means both “angel” and “apostle”, and both have an inherent meaning as “messenger”. Angels as messengers of God can be entities “sent” by reality to test, challenge and push Shinji, helping him develop as an Individual. The different incarnations of Angels (the different incarnations of Hyper-Individuality) may be the different incarnations of who Shinji as an Individual can become.
The final Angel Shinji must face in NGE is Kowaru, an Angel created in the Second Impact who takes the physical form of a Human. Kowaru is incredibly open, incredibly accepting and incredibly loving. There is a homoerotic romantic connection between the two of them, and this may be Shinji having to learn to love himself. However, with the ensuing tragedy of Shinji and Kowaru’s final confrontation, we see that Shinji is still incapable of this, and he may never be capable of this.
But what about how the Angels confront Tokyo-3, NERV and Shinji?
These Angels, these “messengers”, are attempting to penetrate into the deepest inner sanctums of NERV, and Shinji is tasked with repeatedly battling the Angels to keep them from doing this. Is this Shinji keeping these “messengers” from entering the inner depths of his psyche?
Is this Shinji battling the terrifying forces of Individuality, which are attempting to overcome the innermost force of his psyche. Lilith?
Humanity is a Collective force, while the Angels are Individual forces. Shinji must pilot the Eva’s, a manifestation of the Collective will, in order to become a powerful enough Individual to combat the Angels. In doing so, he must confront his own Individuality.
Without spoiling too much, the entity known as Lilith resides at the bottom of NERV, and Lilith arguably could be a symbol of the Collective power, force or will of Humanity. The Angels are continuously attempting to overcome this source of Collective human power, while Shinji is becoming a hyper-individual in order to save the Collective. But, ultimately, this creates a tension between Individuality and Collectivism.
Is this the ongoing tension between Ego and sense of self or identity, and the forces of Society asking us to annihilate our identity in order to become one boundless, egoless self?
However, if this show is a psychodynamic “theater” that exists in Shinji’s mind, as I originally discussed in the first article, then how are the Angels constructions of Shinji’s psyche? What are Angels as psychological constructions?
First, they are simultaneously “messengers” and destroyers. They are both that which helps Shinji reach a higher level of personal development, and that which is annihilating his psyche. They are “messengers” of Individuality, but they must annihilate the constraints put on him by society before he can become a completely Individualized human.
He fears the Angels both because he is taught to fear them, and because he projects his own fears of Individuality on them.
This entire show is about human relationships and the connections we form between each other. The contact between Shinji and the Angels can be just as traumatic and terrifying as the contact between Shinji and other human beings. The Angels are the terrors of Individuality manifested and made flesh.
With Individuality, one must take personal responsibility, one must be honest about yourself and who you are, and one must allow yourself to become vulnerable enough to show others who you are.
The opposite of this—what Shinji is defending any time he keeps the Angels from destroying Lilith—is having no Individuality, but complete openness between everyone. There is no pain of Individuality because there are no Individuals.
Shinji is projecting onto the Angels—or perhaps the Angels are the projections themselves projected onto reality—his sense of vulnerability, his sense of hopelessness, his sense of uselessness, his fear of the psychological violence involved in getting closer to others, his fear of annihilating oneself in order to become a new Individual.
The Angels seem not to be representations of Shinji’s fears themselves, but representations of what Shinji projects fear, violence and conflict onto. These are ideas, personalities and realities that Shinji refuses to let into his inner psyche and chooses to violently destroy rather than accept. They are the psychological forces, concepts or realizations that confront Shinji’s vulnerabilities.
To explore this further—to cement the concept that Neon Genesis Evangelion is a theatrical or narrativized representation of the inner workings of Shinji’s psyche—I will examine the primary setting of NGE.
Setting
Ruined City and Ocean
This I have analyzed in depth in the first article, but I will recap and expand on it here. The Ruined City shown in the beginning of Episode 1 is the ruins of previous generations. It is the scars left on our society—and from our society onto us—by the horrors of the past.
The Ocean represents both the Unknown as a place where tangible, external threats emerge from; and the Unconscious as a place where deep psychic forces emerge and terrorize our consciousness.
The Ruined City and the Ocean can also represent the border between the external and the internal. It is the border between the inner reality of our psyche and the external reality of the material world, and it is also the border where external threats manifest consciously in our psyches. On one side of this border is the Unknown, where potential threats exist, but we are not consciously aware of their existence.
Once this border has been crossed, once we perceive the external threat entering our consciousness, the Angels’ form crystallizes in our minds, and we must confront this external threat as both material and as idea.
However, this analysis of the Ruined City and Ocean as the border between internal and external becomes muddied if one takes the Ocean as the Unconscious.
One potential key to solving this may be in the fact that Lillith—which could potentially be seen as the ultimate source of Shinji’s problems—lies at the bottom of NERV. The Angels may be external threats emerging from the unconscious in that they are external stimuli emerging into our awareness, and it is the projection of the ultimate, core conflict (Lilith/Individuality vs Collectivism) from our inner psyche onto our external threats.
These external threats may be threats to our survival, but they may also be threats to our Ego. They may be people who come into our lives who threaten our sense of self, who question ourselves and our beliefs, or who get closer and closer to us, where we must show our vulnerabilities. They may be people who come into our lives who prompt action from us: Will you do the things I need you to do? Will you be the person I want you to be? Will you help me do the things I need to do and become the person I want to be?
They may also represent our hopes, our goals and our ambitions—each of which holds its own fears. With every dream we have, there is the war one must wage in order to see that dream to fruition; there is the threat of that dream forcing changes within us before it can be fully realized; and there is the threat that our dreams may never come to fruition, which is an assault on us as an individual incapable of fulfilling our dreams.
Rejection and failure may be far more painful than passivity, but we must confront rejection and failure if we are every to actualize our ambitions, and, in the end, never having tried to actualize our ambitions may be the most painful of all.
So, the Angels crossing this external/internal border are both external threats and internal projections of threats.
An interesting note here—addressing the muddiness of external threat and internal projection onto external reality—is that our unconscious mind processes external stimuli before we consciously perceive what we are seeing.
In order for our brains to react to threats faster, if we see something that our brain has categorized as threat (such as a snake, bear or moving car), the “reptilian” brain begins reacting before we’re even consciously aware of what we are looking at.
If we put our hand on a stove, we don’t wait to rationalize out, “This is really hot. Really hot really hurts. If I don’t want to hurt, I should stop touching the hot. Alright. I shall remove my hand from the hot so as to stop the hurt.”
The instant our unconscious mind perceives pain that exceeds our tolerance levels, it takes over and pulls our hand away.
The unconscious mind (NERV) perceives and categorizes the external threats (Angels) far before our conscious minds (Shinji as Ego within Tokyo-3) are ever aware of these threats. In fact, the military has been mobilized to confront the Angel long before Shinji is even aware that there is an Angel.
The unconscious mind is actually at the front-lines of our psyche, constantly wary of threats, even though we may perceive or represent it as being within our conscious mind, or in the depths of our conscious mind.
Something to analyze further in later episodes is where Angels appear and/or how they appear, as well as what their method of penetrating into NERV headquarters is. While all Angels seem to have the same basic motivation, their approach and their methods of entry all vary, and these variations may be significant.
Tokyo-3
Tokyo-3 is the current incarnation of our society. Though this may be a stretch, you could potentially think of it as Tokyo-1 as the pre-history society (ancestor’s civilization), Tokyo-2 as the pre-present society (Father’s civilization), and Tokyo-3 as the contemporary or present-day society (new generation’s civilization).
This may ring especially true since all of the Evangelion pilots are children.
Tokyo-3 is also the landscape of both the conscious mind and the autonomic nervous system. When threatened, the landscape shrinks, its inhabitants flee, and we are left with the militarization of an otherwise empty, quiet psyche until the force threatening us is dealt with.
It is the aboveground landscape of the psyche and nervous system—the day-to-day activity, the calm, conscious perception of reality, the awake and aware tip of our mind’s iceberg. It is the conscious landscape of thoughts, emotions and actions Shinji, the Ego, must traverse. When we are threatened, when the streets of our psyche are emptied of its cognitive inhabitants, this landscape becomes a warzone where we face our most formidable opponents.
Tokyo-3 is the landscape of the conscious mind.
NERV
NERV, by contrast, is the underground landscape of the psyche and the nervous system. It is where the deeper motivations and machinations of the psyche lie. Despite the day-to-day activities of the aboveground landscape of the consciousness, the real ambitions and meaning of the city are derived from NERV.
NERV can only be entered through a tram system, which delves deep into the Earth, before entering the Geo-Front.
The Geo-Front is an underground cavern, far larger than the aboveground city. Hanging from the ceiling of the Geo-Front are the buildings of the aboveground city that have retreated during the threat of the Angel, and they are little more than stalactites compared to the enormity of the rest of the Geo-Front.
However, the hanging, inverted city is nonetheless beautiful and heavenly here. The shape of it, similar to the dynamic of Misato and Ritsuko, resembles the bilateral hemispheres of the brain, with two equally tall buildings forming the two peaks of the city/brain. The heavenly glow and the bright lines of trains moving through the air may represent the activity of the brain, the hum of electricity, and the communication of neurotransmitters.
However, this heavenly glow may also represent the sacredness of this inner sanctum. This is the realm of the Unconscious—the realm of Dreams, the source of our emotions, the home of the roots feeding the trees of our conscious beliefs. This is the realm of mythology, the realm housing instincts, personas, archetypes and cognitive structures that have evolved over millions of years.
Aboveground is the new, the temporary, the fleeting.
Belowground is the ancient, the eternal, the foundation.
Mirroring the hanging city, the pyramid of NERV headquarters similarly has a bilateral design, with one solid pyramid pointing up (bottom-up) and one inverted pyramid filled with water (top-down). NERV’s inner architecture is like a hive—literally shaped like the hexagon of a beehive—and its complex paths moving in every direction extend downward, compounding depth onto complexity in an abyssal volume of pathways (similar to the enormous number of synapses in the average human brain, which outnumber the stars in our galaxy).
Deep, deep in the recesses of NERV are the Eva’s. Eva Unit 01 could be seen as Shinji’s Shadow—a Jungian term describing the repressed emotions, instincts and behaviors we have (similar in some ways to the Id). Eva Unit 01 is the Monster Shinji must become in order to confront the horrors of reality.
However, following Jungian psychoanalysis, incorporating the Shadow into our personality, rather than repressing it, is necessary for Individuation—the process of becoming a unified, unique person. Individuation is necessary for Actualization—Actualizing our highest potentials in life.
Far into NERV (into the unconscious) lies the Monstrous aspects of our psyche and of our personalities, and yet this Monster we keep caged within us is necessary for becoming complete, unified individuals—which is exactly what Shinji spends NGE and End of Evangelion becoming.
The different levels of NERV abyssal depths could be analyzed, and would lay quite nicely across the Jungian concept of the unconscious, but this would spoil much of the show for those who haven’t seen it.
For now, I’ll summarize NERV and my analysis of NERV with this: shit goes deep.
Bringing the Pieces Back Together
How can we simplify these various components and bring them together?
We’ll start from the ground up.
NERV, Tokyo-3 and the Ruined City and Ocean are Shinji’s psyche. NERV is the inner sanctum of the unconscious mind. Tokyo-3 is the conscious mind as well as the autonomous/day-to-day functions of the brain. The Ruined City and the Ocean are the border of the internal and the external realm—the border between Shinji’s mind and the external world—but they are also the border between conscious and unconscious, in that the unconscious mind projects onto the external world.
Within this microcosm of NERV/Tokyo-3/Ruined City/Ocean are components of Shinji’s personality, broken up into sub-personalities.
These sub-personalities are the Ego (Shinji), the Super-Ego (Gendo), the Left/Right Brain lateralization (Ritsuko and Misato), the Anima (Rei), the Shadow (Eva), and the Id (Lillith).
It is the relationship of these characters (and more, as the show progresses) that reveal Shinji’s relationship with himself, the external world, and the powers that be:
Shinji with Shinji – Anxiety, uncertainty, self-loathing, depression
Shinji with Gendo – Cold relationship, transactional, little to no communication, necessary for mutual survival
Shinji with Ritsuko – A knowledge of how he (and Eva) function, what the technical details of various machines, tools, etc. are and so forth
Shinji with Misato – 1) Top-down thinking, as emotions and ideals, source of higher morality 2) Relationship with Mother Nature: woman as “sexual other”, woman as compassionate and nurturing source of life, woman as violent and cruel consumer of life, woman as mysterious, external unknown
Shinji with Rei – Guiding inner force bringing Shinji into contact with his deeper self, his deeper desires and motivations, and to his full potential. She is Shinji’s Anima, or inner feminine psychic spirit
Shinji with Eva – Monster Shinji must become in order to overcome his conflicts with external and internal reality. Shinji’s potential for violence, destruction, individuality and Godliness
Shinji with Lillith – The deepest conflict Shinji must face: Individuality vs Collectivism (Id vs Super-Ego), as well as the source of life for humanity
Now that we have a clear picture of the structure of the Shinji’s psyche (setting) and the components of Shinji’s psyche (characters), we can look at the conflicts of Shinji’s psyche (Eva and Angel).
The projections of the Unconscious onto the external reality are the Angels. The projected Angels are “messengers” of a Supreme Individuality, or of a Hyper-Individuality. Every rejection of an Angel into the core of NERV is Shinji rejecting his own Individuality in favor of doing what he is told by the Super-Ego (Gendo/Society/the Collective). The violence he commits onto the Angels is the violence he commits on to himself or on to others.
Throughout the show, there are themes relating to self-loathing, insecurity, anxiety, depression, suicide. So much of this show might be Shinji’s rejection of himself, his rejection of his own emotions or thoughts, a rejection of his own desires.
However, the violence of the Angels unto Shinji and the other Eva pilots, as well as the violence done unto the city and NERV, is the violence of the thoughts telling us to be more individualistic. They are the pain and anxiety of changing yourself into something new. They are the intrusive thoughts asking, “Why haven’t you done this? Why haven’t you done that? Why are you still eating that shitty food? Why are you so afraid of talking to that person? God, what is wrong with you?”
“Why are you so lonely? Why are you so afraid? Why are you so helpless? You made yourself this way. You can unmake and remake yourself. You have the potential to become something new.”
I mentioned in the last article that the Super-Ego as Gendo provides answers to these. Culture and Society provide you community through nationality, social norms and family structure. They protect you from the horrors of reality. They give you an occupation and a purpose in life. However, it is ultimately up to the Individual to provide these for themselves if they wish to break out of the tyrannical conformity of society, fully or partially.
It is up to the Individual to become someone they aren’t afraid of being and make true, genuine connections with others. It is up to the Individual to become self-reliant and capable of self-defense, and find a cause worth facing your fears for. It is up to the Individual to carve their own path in life, train and develop themselves and their skills, and create their own place in society that uniquely benefits others.
It is possible that the Third Impact—the catastrophic event thought to happen if an Angel makes it to the core of NERV—is actually the “death” of Shinji’s former identity or personality, and the birth of a new one.
These projected Angels can also represent actual individuals, or possibly the projections of Shinji’s insecurities onto other individuals, and Shinji may be confronting his own fears of getting close to others. The violence between the Eva’s and the Angels may be the violence between two people in conversation, two people trying to get to know each other, or two people wondering if they even should get to know each other.
It may be the violence of having to push deeper into someone’s life, of having to get closer and closer to another person, even in times when it makes us uncomfortable to do so—even at times when it hurts incredibly bad.
While I don’t entirely agree with the Postmodern notion that words are violence, it’s an interesting idea to take into consideration at a psychological or phenomenological level.
To the degree that words can tear down someone else, or reduce them to either a sad, sobbing mess or a furious, shaking monster, words can be viewed (though only to a certain degree or in a specific lens) as violence.
This might be the violence of honesty. How can someone know what you actually think if they don’t bear the pain of hearing your honest opinion? How can someone know what your feelings are if they don’t risk discovering there are negative emotions pointed at you? How do you fully understand who a person actually is without understanding the horrors and tragedies within them—as repulsive as they may be?
So, the violence done to and by the Angels is:
The violence we do unto ourselves, as we come to understand ourselves better, or try to change ourselves
The violence others do unto us, as their personality, their emotions, their thoughts and their identity comes into greater and greater contact with our own
The violence we do unto others, as we get closer to others and see them more and more as who they really are
Altogether, Neon Genesis Evangelion depicts a psychodynamic narrative that is not happening in a physical reality, but in the psychological and phenomenological reality of Shinji Ikari’s mind.
The relationships between people in Neon Genesis are the relationships between various components of Shinji’s psyche.
The physical conflicts are conflicts within Shinji’s mind, either as the tensions Shinji has with others, or the tensions Shinji has with himself.
Violence can be: an act of change; an act of repressing change; an act of showing one’s own vulnerabilities; an act of revealing someone else’s vulnerabilities. However, these all have the potential to produce tremendous anxiety and depression.
The Angels entering Shinji’s psyche reflect external threats entering our consciousness, other individuals in our lives entering our consciousness, and reflections of our selves and our potentials entering our consciousness.
Neon Genesis Evangelion is a psychodynamic depiction of the psychological reality occurring within Shinji Ikari’s mind.
Conclusion
This analysis can be one of many, and I want to conclude with a meta-analysis of this analysis.
There are many levels of Neon Genesis Evangelion to explore, especially since so much in the original series and in End of Evangelion is so ambiguous.
One can explore the literal events—the plot—and attempt to correlate various events on that level.
One can explore the lore of the world and try to correlate the many fragments of tiny details and exposition that have yet to be pieced together.
One can explore the characters, their relationships with each other, their individual lore and background, and their development through the series.
One can analyze this on a more literal psychological basis than I have, on a philosophical level, or from a socio-cultural angle.
One can analyze just one sub-component—a single character, a single Angel, a single episode—from many different angles and likely yield great depth from just that one component from one particular lens of analysis.
That is part of what is so powerful with this story: there is a bottomless pit of information to sift through and analyze, there are so many lines of thought one can follow, and there are so many different interpretations of just single events.
However, I think my interpretation here can reveal some of the deepest insights about the story, and I think some of the insights I’ve unearthed and articulated here are applicable to all other levels or lenses of analysis (at least partially).
This analysis certainly is not conclusive, as this was only intended to serve as a framework to view the series and its complex web of characters and events. Even from this one lens of analysis—the psychodynamic lens—there are great depths one could explore within just one character or one relationship between characters.
I do feel though that if one follows this particular line of thought—viewing Neon Genesis Evangelion through a lens of Psychodynamic Narrative—one will find that it remains applicable throughout the rest of the series. However, considering that there is a mountain of information, plot points, lore-building, characters and characterization that have yet to be introduced or fully explored in the first two episodes, then there is still quite a lot that must be accommodated into this analysis.
One blaring example is Asuka, a pivotal character for much of the series.
How does she fit into this framework? How does she relate to Shinji, Gendo, Misato, the Eva’s and Angels, and the setting?
Also, there is the fact that this story is not told in first person point of view. How can this be a psychodynamic analysis of a show exploring one character’s psyche if the show is in 3rd Person Perspective? How can this be a window into Shinji’s psyche if Shinji as the Ego is not present in many of the scenes?
To that I would say that many of these scenes may be unconscious processes or functions that Shinji is not conscious of. Or, they may be Shinji contemplating others, contemplating certain events and contemplating various aspects of his psyche without him contemplating himself in direct relation to them.
Seeing Shinji or being in Shinji’s mind may be Shinji contemplating himself as an Individual or as an Ego. Seeing other characters without Shinji may be Shinji as the Ego/Self contemplating other aspects of himself disassociated from his sense of self.
Another important note here—and this applies to nearly all creative works—is that this show is not an actual, documentarian depiction of something. This show is the brain-child of Hideaki Anno and the product of dozens of people (maybe over a hundred or more, who knows?) working together to create this show, and this must be kept in the back of one’s mind.
Why did they do this? What was the point of this? What were they thinking when they made this specific scene or drew this specific character in this way?
What was Hideaki thinking when he did X, Y or Z? Why did he choose to do this in this specific way? What was the purpose of A, B or C?
This is all important to think about when analyzing any piece of creative work—art, literature, music, film, etc.—as well as thinking about the process of creating these works.
Nonetheless, much work still needs to be done in this framework of analysis alone, but these articles have hopefully formed a solid foundation to proceed forward.
This analysis has helped me and my thinking in regards to NGE, as well as in my thinking of other narratives. Much of what I wanted to display with these articles was not just an analysis of NGE specifically, but approaching a Psychodynamic analysis like this in general, and how to view these narratives. I hope this analysis can help others understand NGE better, or at least in a different light, and I hope this analysis also helps others understand narratives in a Psychodynamic perspective in general.
What do we know about the world we live in, the people we
live with, and the person we are?
Light comes in through the cornea, and is refracted into
your pupil, then through a hard lens, where the light is focused into the
retina. Our retinas capture this constant bombardment of trillions of
light-waves/particles, and process this light with millions of special nerves
called rods and cones. These rods and cones convert light stimuli, which are
picked up by the optic nerve, and sent to the brain.
Your brain processes the optic signals with the limbic
system first, where our brain scans for threats or rewarding opportunities. The
limbic system first “communicates” with the Automatic Nervous System, which
governs our fear response, our fight-or-flight instinct, and our sexual
attraction instincts. If there’s an immediate threat, such as a snake on the
ground, or a potentially rewarding opportunity, such as a person you find
attractive, your brain and body begin responding before you know what you’re
looking at.
Finally, the processed light-signals are sent to our
neo-cortex, where we consciously “see” the light.
Similarly-complex sensory systems detect what we smell, what
we hear, what we feel and what we taste, and this is the foundation of how we
understand the world around us.
These senses alone are nowhere near what you need to
actually understand what’s happening around us. Humans have an incredibly weak
sense of smell, we can only detect a narrow range of light waves, our
easily-damaged ears can only hear a certain range of sound, and we only see so
far, or so close, with limited clarity. The parts of our brain that process
these signals can misfire, or misunderstand what it’s looking at (optical
illusions).
In addition, our senses alone don’t tell us how a thing works.
We only began to understand gravity in 1687 with Newton, then
with Einstein in the 20th century, and we still don’t fully
understand how it works.
In fact, we don’t understand how most of the universe works.
27% of the universe is made of Dark Matter, which
constitutes 85% of the total mass in the universe. 68% is Dark Energy.[1]
That’s 95% of the universe that we don’t understand. All the stars, planets,
black holes, comets, asteroids and space debris make up only 5% of the
universe.
But let’s go smaller.
The universe is much so much bigger than what we experience
normally, we at least know what’s happening on Earth.
Do we?
As a species, we’ve all but mastered mechanical, electrical,
optical, thermodynamic and nuclear physics… To a degree.
We now know vast amounts about of biology, evolution and
genetics… Relatively speaking.
We have a deep and accurate understanding of psychology… In
some ways.
And we’re more informed about the world around us than ever
before…
Except we’ve learned enough to see how little we actually
know.
We now know enough about quantum mechanics to know that the
subatomic world is bizarre and nonsensical, and often violates “laws” of
nature, such as the Law of Conservation.[2]
Not only does it
violate the Law of Conservation,
but quantum mechanics is incompatible with Einstein’s Relativity, and has led
to decades of scientists trying to reconcile the two.[3]
Decades later, we still haven’t reconciled the two.
Do we at least understand how people work? Why we are the
way we are? Why we act the way we act? How we’ve come to be who we are?
Well… Yes and no…
To a certain degree, we understand how humans work. We
understand what our bodies are made of, how our muscles, bones, cardiovascular
system and so forth work, and how our nervous system works.
We understand that genetics and the environment affect our
physical and psychological development.
We understand that genetics, our brain, past experiences,
learned behaviors, hormones, psychological states, emotional health, and
physical health all play roles in our behaviors and decisions.
We understand how evolution has shaped and changed us over
billions of years into modern humans, and how epigenetic adaptations on the
individual level.
We have a pretty solid, foundational understanding of how
the human body works, but this foundational understanding has shown us the vast
amounts of our genetics, biology, physiology, and psychology that we don’t know.
Let’s take something as simple as hair. We have hair
follicles in our skin. They grow using nutrients from our body, and they grow
according to chemical signals from our nerves.
However, everything is also controlled by our genes. Everything
from the follicles, to the structure of each hair, to how fast each hair grows,
is coded by genes. And, there can be multiple genes that code for the same
thing. You can have multiple genes controlling the color, length and coarseness
of your hair, or one gene that codes for several different traits. These genes
can be turned on or off, they can perform different functions based on the
hormones in your body, and they can also code other genes.
However, genes are only one part of the equation, and things
like your diet or how often you exercise can affect individual traits. Everything
in the body is interconnected, and it’s highly
We’re only just beginning to know the ins-and-outs of our
body.
There are still mysteries to evolution, unanswered
questions, and long-debated ideas.
There are still mysteries about genetics, how genes work,
and how genes affect our anatomy and psychology.
And there are still mysteries about the brain. We’re still
trying to understand all the ins-and-outs of brain function, of how we think
and process information, and why we behave the way we do.
Consciousness is a perfect example. We still don’t even know
what consciousness is, or if consciousness is real or an illusion. We don’t
know why we’re conscious, or what causes consciousness. Yet, consciousness is
one of the most important aspects of being a human.
But what about the basic world around us. What do we even
know about something as simple as a desk-lamp?
It’s an object that “stands” on our desk. It has a “lightbulb”
you can put in or take out. You can “turn it on” to make light come out of the
lightbulb.
But how does it stand without falling? How is it constructed?
What materials does it made of?
What even is a lightbulb? How does it work? Why does it work
the way it works? What is it made of? Is it incandescent? Is it an LED bulb?
How does an LED work?
Yes, you can take the time to answer all these questions,
even down to what metals and gases are used inside a bulb, and the reasons why
they are used, but can you do that for everything? And can you do that for
everything all the time?
What is the desk made of? How is it constructed? What
materials? Why does it even work?
What about a flash drive? Or headphones? Or your computer?
Why are we able to look out a window and see what’s outside?
Why does one flower look prettier than another flower? Why are the walls of a
room painted the color they are, and, for that matter, how does paint even work?
Yes, we can stop and explain everything around us, but how
often do we do that? How much do we actually know, from one person to the next,
about the fundamental objects of daily life? How much do we take for granted
when we walk out the door, or even when we wake up in our bed?
Jordan Peterson has a great explanation of this. A car is a
thing-that-gets-us-from-one-place-to-the-next, until it stops working. As soon
as it stops working, it becomes a chaotic-object-of-anxiety-and-ignorance—a
terrifying monster made of valves, wires, pipes, pulleys and gears. But as soon
as the car gets fixed, it transforms back into a thing-that-gets-us-from-one-place-to-the-next.
Even more basic than basic objects around us, do we even
know what’s going on half the time?
What’s happening on the other side of the four walls around
you? What’s happening next door? What’s happening down the street? What’s
happening in the next town over? What’s going on in your state, or your
country, or the rest of the world?
Unfortunately, we barely even know what’s happening outside
our front doors.
When we do see something happening, how much do we actually
know about it?
If we see two strangers arguing, do you have any clue what
it might be about?
What’s going on in those people’s heads?
What’s going on in anyone’s head, for that matter?
A friend of mine explained something called a “black box” in
computer programming. A black box is a piece of code where you can see what
information goes in and what information goes out, but you can’t see what
happens inside that code. For example, you input X into the black box, and the
black box outputs Y, but you don’t know why the black box took in X and put out
Y.
Humans are a lot like this.
As I’ve already mentioned, we’re complicated motherfuckers. We
barely know why we do the things we do, let alone why other people do the
things we do. We barely even know basic information about people and their
lives.
What was someone’s upbringing like? How did their parenting,
their early experiences, their education, their environment, and so forth
affect their personality? What’s their health like? What matters to that
person? What does that person go home to each day? What goes on in that
person’s head?
Even things like what a person ate on a given day, how much
they slept, or the state of their gut bacteria on a given day can alter their
personality.
So how much do you know about the person you’re talking to?
How much do you really
know, and how much do you make up, or assume?
How often do we make assumptions about people we know? How
often do we make assumptions about who they are, what kind of person they are,
and the reasons why they behave how they behave?
How often do we project an easy-to-understand, cookie-cutter
identity to a person? How often do we then treat them as if they were a
cookie-cutter person, instead of treating them as the complex, dynamic human they
really are?
The problem is, we can’t do this for everyone.
We can’t take the time to deeply understand each and every
individual we come in contact with. We have
to make assumptions about them.
At the very best, we have to make educated guesses about a
person, but even these guesses can be way
off the mark.
Let’s take it a step further.
How do we know how we know things?
How can we be sure we know what we know?
How can we be sure we know anything?
It seems almost stupid to ask (“You just know, you know?”),
but it’s really hard to pinpoint how we can be sure of what we know.
Even asking, “What does it mean to ‘know’ something?” is a
rabbit hole in and of itself.
We only know what our brain tells us to know. We only know
this because our brain tells us we know this. Our brain can be wrong, our brain
is forgetful, and our brain is biased. Our brain can be lazy, tired, confused,
misguided, and deliberately irrational.
Beyond that, how sure can we even be about the things we
“really” know.
There’s a thought experiment about a brain in a jar (which
may or may not have originated with HP Lovecraft’s “The Whisperer in the Darkness”).
Let’s say you’re a brain in a jar, with all these wires
hooked up to your brain. These wires send signals telling you what you see,
what your body looks like, what you’re doing, and what emotions you have. As
far as you know, you’re a person walking around in the world, doing your thing,
but in reality, you’re a brain in a jar.
This sounds sci-fi-ish (it’s one of the ideas behind The
Matrix), but there’s legitimate speculation in the scientific community about Simulation
Theory. Simulation Theory states that we may be in a reality simulated by a
computer-like technology, or some higher form of technology that transcends our
knowledge of physics. We could be living in a computer-fabricated universe,
dictated by lines of 6th-dimensional computer code.
We are reaching an age where our technology and our
computing power will be so powerful that we ourselves might be able to create
our own simulated realities. We already have virtual reality goggles, we can
already create computer-generated realities and interact with these realities
(video games), and people like Elon Musk are already creating technologies that
can directly link our brains to computers.
What’s to say a civilization before us, or a civilization
“above” us, or an indescribable entity in some multi-dimensional tangent of our
own reality, hasn’t already created technology that can simulate a universe?
What’s to say some civilization hasn’t created our universe
in one of their computers, and has made a simulation that is so sophisticated it
replicated consciousness and physics? (Except it starts to fuck up in black
holes)
We kinda don’t know.
Many great minds have pondered, many great minds have
searched for answers, and many great minds still haven’t figured it out.
We simply don’t know. We don’t know a lot.
We know some things.
We know coffee makes people (not all) hyper. We know some people shouldn’t eat
gluten (actually, probably no one should eat it, but it’s whatever). We know
monkeys and humans both get weirded out by direct eye contact.
We know the Earth spins, and we basically know why, but we
don’t really know why gravity works,
and we’re still arguing about how gravity
works.
We know humans only live for a short amount of time, and
then we die, but we know this is controlled by genes and our biology, and we’re
starting to be able to control our genes and our biology, but we know enough
about genetic editing to know we maybe shouldn’t fuck with our genes until we
really, “really”, really know how our
genes work.
We know enough to know we don’t know much.
We know enough to know the world is a crazy god-damn place.
We know enough to know humans are crazy motherfuckers. We know enough to know
the universe is stranger than fiction.
And beyond that, we don’t really know.
Which can be scary to think about. It can be terrifying to
know that our world may not be what it seems. It can keep you up at night,
thinking about all the people around you that you barely understand. It can be
anxiety provoking to think about what will or won’t happen tomorrow, or in the
next week, or in the next year, or what will or won’t happen before you die.
But it’s also kind of fantastic that we don’t know.
How boring would it be if we knew everything?
Einstein isn’t one of the greatest historical figures ever
because he knew exactly how the universe worked. Einstein went down in history
because he explored the unknown, even to his death. He relished in the things
he didn’t know, in the things he couldn’t explain, and devoted his life to uncovering
the secrets of the universe.
We don’t like spoilers because we want to find out the end
of movie for ourselves.
We don’t like people telling us what to do or how to do it
because we want to figure it out on our own.
We don’t like learning about the same thing over and over
again, because it doesn’t get us anywhere.
It’s okay not to know things. It’s okay if there’s a little
bit of fantasy in our reality. It’s okay if life is more theory than fact. It’s
okay if we have to fabricate a few details along the way (so long as we can
un-fabricate them at some point).
It’s okay, because what we don’t know is far more
interesting than what we do know.
We don’t know where this ride’s gonna take us, and that’s
half the fun.